DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Dawn Marie Dunn
At current firm
4 y
since Mar 25, 2022
In the industry
26 y
since Jan 20, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Impact Capital, LLC independent RIA currentsince Mar 25, 2022 · Rockville, Md
- Cresset Asset Management, LLC independent RIAJun 16, 2020 to Nov 5, 2021 · Reston, Va
- Pagnatokarp Partners, LLC formerJul 5, 2017 to Jun 16, 2020 · Reston, Va
- Convergent Wealth Advisors, LLC formerOct 25, 2014 to Oct 17, 2016 · Potomac, Md
- Cordant Wealth Partners formerMar 1, 2010 to Aug 7, 2013 · Portland, Or
- Morgan Stanley wirehouseJun 1, 2009 to Mar 5, 2010 · Portland, Or
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 1, 2009 · Portland, Or
- Morgan Stanley Dw Inc. unclassifiedJan 20, 2000 to Apr 2, 2007 · Ft.Lauderdal, Fl
Moves
a registration end followed by a registration begin elsewhere
- Cresset Asset Management, LLC to Impact Capital, LLCleft Nov 5, 2021, registered Mar 25, 2022 (140 days) · RIA to RIA
- Pagnatokarp Partners, LLC to Cresset Asset Management, LLCleft Jun 16, 2020, registered Jun 16, 2020 (0 days) · RIA to RIA · moved with a team
- Convergent Wealth Advisors, LLC to Pagnatokarp Partners, LLCleft Oct 17, 2016, registered Jul 5, 2017 (261 days) · Other
- Cordant Wealth Partners to Convergent Wealth Advisors, LLCleft Aug 7, 2013, registered Oct 25, 2014 (444 days) · Other
- Morgan Stanley to Cordant Wealth Partnersleft Mar 5, 2010, registered Mar 1, 2010 (-4 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address