DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Impact Capital, LLC
Latest filing Mar 19, 2026
First filing on the tape Feb 24, 2022 · 8 filings
SEC status approved since Mar 25, 2022
RAUM
$253M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$250M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$84.5M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$253M as of Mar 19, 2026
Mar 10, 2023$158M then
HNW client RAUM$234M as of Mar 19, 2026
Mar 10, 2023$144M then
State-registered IARs (5.B.3)3 as of Mar 19, 2026
Mar 10, 20233 then
Employees (5.A)4 as of Mar 19, 2026
Mar 10, 20234 then
Private funds: no history
RAUM +5.4% over the last fiscal year+17% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $84.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 37derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $389,769derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$234M92%
- Individuals$15.4M6.1%
- Charitable organizations$3.6M1.4%
- Individual clients
- 40reported
- HNW clients
- 72reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 650reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dawn Marie Page | Rockville, Md | Mar 25, 2022 | 26 y | 7 |
| William Dennis Bancroft | Rockville, Md | Mar 28, 2022 | 24 y | 3 |
| Daniel Jared Cohen | Rockville, Md | Mar 28, 2022 | 15 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- William Dennis Bancroft from Pagnatokarp Partners, LLCMar 28, 2022 · RIA to RIA
- Daniel Jared Cohen from Ameriprise Financial Services, LLCMar 28, 2022 · Affiliated broker-dealer or bank to independent RIA
- Dawn Marie Page from Cresset Asset Management, LLCMar 25, 2022 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dennis William Bancroft · Chief Executive Officer, Chief Compliance Officercontrolsince 07/2018 · owns 25% to 50%
- Jared Daniel Cohen · Partnercontrolsince 08/2018 · owns 25% to 50% of Ecdc Investments, LLC
- Eric Cohen · Partnercontrolsince 08/2018 · owns 50% to 75% of Ecdc Investments, LLC
Entity owners
- Ecdc Investments, LLC · Partnerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- E. Cohen & Company, Cpasinsurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rockville, Md · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 491 to 650Oct 14, 2025 to Mar 19, 2026
- Charity clients · 0 to 3Oct 14, 2025 to Mar 19, 2026
- Corporate clients · 5 to 0Oct 14, 2025 to Mar 19, 2026
- HNW clients · 64 to 72Oct 14, 2025 to Mar 19, 2026
- Individual clients · 36 to 40Oct 14, 2025 to Mar 19, 2026
- Discretionary RAUM · $240M to $253MOct 14, 2025 to Mar 19, 2026
- HNW RAUM · $224M to $234MOct 14, 2025 to Mar 19, 2026
- Individual RAUM · $11.8M to $15.4MOct 14, 2025 to Mar 19, 2026
- RAUM · $240M to $253MOct 14, 2025 to Mar 19, 2026
- Accounts · 425 to 491Mar 4, 2024 to Mar 13, 2025
- HNW clients · 60 to 64Mar 4, 2024 to Mar 13, 2025
- Individual clients · 33 to 36Mar 4, 2024 to Mar 13, 2025
- Financial planning clients · 51-100 to 101-250Mar 4, 2024 to Mar 13, 2025
- Discretionary RAUM · $188M to $240MMar 4, 2024 to Mar 13, 2025
- HNW RAUM · $175M to $224MMar 4, 2024 to Mar 13, 2025
- Individual RAUM · $9.4M to $11.8MMar 4, 2024 to Mar 13, 2025
- RAUM · $188M to $240MMar 4, 2024 to Mar 13, 2025
- Accounts · 436 to 425Mar 17, 2023 to Mar 4, 2024
- Corporate clients · 2 to 5Mar 17, 2023 to Mar 4, 2024
- HNW clients · 67 to 60Mar 17, 2023 to Mar 4, 2024
- Individual clients · 43 to 33Mar 17, 2023 to Mar 4, 2024
- Discretionary RAUM · $158M to $188MMar 17, 2023 to Mar 4, 2024
- HNW RAUM · $144M to $175MMar 17, 2023 to Mar 4, 2024
- Individual RAUM · $11.6M to $9.4MMar 17, 2023 to Mar 4, 2024
- RAUM · $158M to $188MMar 17, 2023 to Mar 4, 2024
- BD registered reps · 1 to 0Mar 10, 2023 to Mar 17, 2023
- Insurance-licensed employees · 1 to 0Mar 10, 2023 to Mar 17, 2023
- Accounts · 234 to 436May 4, 2022 to Mar 10, 2023
- Corporate clients · 3 to 2May 4, 2022 to Mar 10, 2023
- HNW clients · 40 to 67May 4, 2022 to Mar 10, 2023
- Individual clients · 32 to 43May 4, 2022 to Mar 10, 2023
- Pension plan clients · 1 to 0May 4, 2022 to Mar 10, 2023
- Discretionary RAUM · $106M to $158MMay 4, 2022 to Mar 10, 2023
- HNW RAUM · $91.7M to $144MMay 4, 2022 to Mar 10, 2023
- Individual RAUM · $11.0M to $11.6MMay 4, 2022 to Mar 10, 2023
- Non-discretionary RAUM · $9.4M to $0May 4, 2022 to Mar 10, 2023
- Pension RAUM · $9.4M to $0May 4, 2022 to Mar 10, 2023
- RAUM · $115M to $158MMay 4, 2022 to Mar 10, 2023
- Custody of client assets · true to falseFeb 24, 2022 to May 4, 2022
Signals
1 dated events
- Impact Capital, Llc filed its initial SEC registration (Form ADV)Feb 24, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 301-417-3300reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/impact-capital-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- impactcapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 301-417-3300reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- impactcapital.com/connect-with-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026