DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• M••••••••• M••••

M•••• W••••• P•••••••• L••state registeredGlendale, Az IA-onlyIAPD 3272507

Feed of 09/14/2026

Also filed as Shawna Mckinney

At current firm

2 y

since Oct 25, 2023

In the industry

25 y

since Jan 16, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• W••••• P•••••••• L•• state registered current
since Oct 25, 2023 · Hendersonville, Tn
I••••• P••••••••• W•••••• L•• independent RIA
Apr 14, 2023 to Apr 30, 2024 · Glendale, Az
F••••••••• I••••••••• A••••••• L•• independent RIA
Jul 18, 2019 to Apr 12, 2023 · Phoenix, Az
T••••• A•••• M••••••••• L•• independent RIA
Jan 24, 2018 to Mar 21, 2018 · Anaheim, Ca
B••••••••• C•••••• M••••••••• L•• independent RIA
Jun 28, 2016 to May 19, 2017 · Palm Desert, Ca
K•• W••••• M••••••••• I••• unclassified
Feb 4, 2016 to May 3, 2016 · Laguna Niguel, Ca
M••••••••• F•••••••• S•••••••• I••• unclassified
Jan 23, 2002 to Sep 18, 2003 · Yakima, Wa

Moves

a registration end followed by a registration begin elsewhere

I••••• P••••••••• W•••••• L•• to M•••• W••••• P•••••••• L••
left Apr 30, 2024, registered Oct 25, 2023 (-188 days) · RIA to a state-registered adviser
F••••••••• I••••••••• A••••••• L•• to I••••• P••••••••• W•••••• L••
left Apr 12, 2023, registered Apr 14, 2023 (2 days) · RIA to RIA
T••••• A•••• M••••••••• L•• to F••••••••• I••••••••• A••••••• L••
left Mar 21, 2018, registered Jul 18, 2019 (484 days) · RIA to RIA
B••••••••• C•••••• M••••••••• L•• to T••••• A•••• M••••••••• L••
left May 19, 2017, registered Jan 24, 2018 (250 days) · Other
K•• W••••• M••••••••• I••• to B••••••••• C•••••• M••••••••• L••
left May 3, 2016, registered Jun 28, 2016 (56 days) · Other
M••••••••• F•••••••• S•••••••• I••• to K•• W••••• M••••••••• I•••
left Sep 18, 2003, registered Feb 4, 2016 (4522 days) · Other

Signals

S••••• M••••••••• M•••• left I••••• P••••••••• W•••••• L•• for M•••• W••••• P•••••••• L•• (registered 2023-10-25)
Apr 30, 2024 · Advisor changed firm · fact
S••••• M••••••••• M•••• left F••••••••• I••••••••• A••••••• L•• for I••••• P••••••••• W•••••• L•• (registered 2023-04-14)
Apr 12, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address