DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••• M• M•••

P•• W••••• M•••••••••BD affiliatedPittsburgh, Padual registrantIAPD 3273699

Feed of 09/14/2026

Also filed as Scott Metz

At current firm

0 y

since Aug 5, 2026

In the industry

27 y

since Aug 12, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Aug 5, 2026 · Pittsburgh, Pa
H••••••••• F•••••••• A••••••• BD affiliated
May 15, 2023 to Jun 3, 2026 · Moon Twp, Pa
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
Oct 21, 2019 to May 4, 2023 · Blue Bell, Pa
C••••••• S••••••••• I••• BD affiliated
Dec 7, 2017 to Oct 8, 2019 · Pittsburgh, Pa
T• A••••••••• I••• former
Apr 12, 2016 to Dec 20, 2017 · Pittsburgh, Pa
T• A••••••••• I••••••••• M••••••••• L•• former
Apr 12, 2016 to Dec 20, 2017 · Pittsburgh, Pa
P•• W••••• M••••••••• BD affiliated
Aug 6, 2012 to Jun 11, 2014 · Moon Township, Pa
A••••••••• F•••••••• S•••••••• L•• national BD
Oct 4, 2011 to Nov 3, 2011 · Canonsburg, Pa

Moves

a registration end followed by a registration begin elsewhere

H••••••••• F•••••••• A••••••• to P•• W••••• M•••••••••
left Jun 3, 2026, registered Aug 5, 2026 (63 days) · Affiliated broker-dealer or bank to another
M••••• O• O•••• I••••••• S•••••••• I••• to H••••••••• F•••••••• A•••••••
left May 4, 2023, registered May 15, 2023 (11 days) · RIA to affiliated broker-dealer or bank
C••••••• S••••••••• I••• to M••••• O• O•••• I••••••• S•••••••• I•••
left Oct 8, 2019, registered Oct 21, 2019 (13 days) · Other
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 20, 2017, registered Apr 12, 2016 (-617 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Dec 20, 2017, registered Apr 12, 2016 (-617 days) · channel change inside one enterprise, not a move
P•• W••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 11, 2014, registered Apr 12, 2016 (671 days) · Other
A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••
left Nov 3, 2011, registered Aug 6, 2012 (277 days) · Other

Signals

S•••• M• M••• left H••••••••• F•••••••• A••••••• for P•• W••••• M••••••••• (registered 2026-08-05)
Jun 3, 2026 · Advisor changed firm · fact
S•••• M• M••• left M••••• O• O•••• I••••••• S•••••••• I••• for H••••••••• F•••••••• A••••••• (registered 2023-05-15)
May 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address