DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E••••• A•••• D••••••

V••••••• A•••••••• I•••BD affiliatedCharlotte, Ncdual registrantIAPD 3275906

Feed of 09/14/2026

Also filed as Ed D••••••

At current firm

1 y

since Apr 11, 2025

In the industry

26 y

since Oct 28, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since Apr 11, 2025 · Charlotte, Nc
A••••• A•• P••••••• S••••••• BD affiliated
Sep 12, 2005 to Nov 5, 2024 · Charlotte, Nc
W•••• F•••• A••••••• wirehouse
Jul 1, 2003 to Aug 25, 2005 · Greensboro, Nc
P••••••••• E••••• G••••• L•• unclassified
Nov 24, 1999 to Jul 1, 2003 · Greensboro, Nc

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to V••••••• A•••••••• I•••
left Nov 5, 2024, registered Apr 11, 2025 (157 days) · Affiliated broker-dealer or bank to another
W•••• F•••• A••••••• to A••••• A•• P••••••• S•••••••
left Aug 25, 2005, registered Sep 12, 2005 (18 days) · Other
P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

E••••• A•••• D•••••• left A••••• A•• P••••••• S••••••• for V••••••• A•••••••• I••• (registered 2025-04-11)
Nov 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address