RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• L••••••• P•••••••
- D••••• independent RIA currentsince Jan 15, 2014 · San Diego, Ca
- V••• I••••••••• M••••••••• C•• L•• asset managerApr 4, 2008 to Feb 21, 2013 · New Y•••, Ny
- N•• Y••• L••• I••••••••• M••••••••• L•• asset managerJan 9, 2007 to Mar 18, 2008 · New Y•••, Ny
- B•••••••• F•••••••• M••••••••• I•• otherMay 18, 2006 to Feb 1, 2007 · New Y•••, Ny
- B•••••••• C•••••• M••••••••• I••• asset managerOct 8, 2004 to May 18, 2006 · New Y•••, Ny
- V••• I••••••••• M••••••••• C•• L•• to D•••••left Feb 21, 2013, registered Jan 15, 2014 (328 days) · Other
- N•• Y••• L••• I••••••••• M••••••••• L•• to V••• I••••••••• M••••••••• C•• L••left Mar 18, 2008, registered Apr 4, 2008 (17 days) · Other
- B•••••••• F•••••••• M••••••••• I•• to N•• Y••• L••• I••••••••• M••••••••• L••left Feb 1, 2007, registered Jan 9, 2007 (-23 days) · Other
- B•••••••• C•••••• M••••••••• I••• to B•••••••• F•••••••• M••••••••• I••left May 18, 2006, registered May 18, 2006 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address