DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• A•••• A•••••••

I•• A••••••• L••independent RIALos Angeles, CaIA-onlyIAPD 3278937

Feed of 09/14/2026

At current firm

1 y

since Nov 6, 2024

In the industry

26 y

since Oct 27, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Managing Partner | Chief Purpose Officerreportedifcadvisors.comfirm site, Sep 15, 2026
Partner or owner: “Managing Partner | Chief Purpose Officer”reportedifcadvisors.comthe sentence on the bio page
Professional profile: ifcadvisors.com/marc-a-ackerman.htm?profilelayoutmode=lightreportedifcadvisors.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

I•• A••••••• L•• independent RIA current
since Nov 6, 2024 · Los Angeles, Ca
W•••• F•••• A••••••• wirehouse
Nov 29, 2012 to Nov 13, 2024 · Los Angeles, Ca
M••••• S•••••• wirehouse
Jun 1, 2009 to Dec 10, 2012 · Beverly Hills, Ca
C•••••••• G••••• M•••••• I••• BD affiliated
Oct 19, 2007 to Jun 1, 2009 · Beverly Hills, Ca
W•••• F•••• I••••••••• L•• unclassified
May 15, 2001 to Oct 22, 2007 · Beverly Hills, Ca

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to I•• A••••••• L••
left Nov 13, 2024, registered Nov 6, 2024 (-7 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
M••••• S•••••• to W•••• F•••• A•••••••
left Dec 10, 2012, registered Nov 29, 2012 (-11 days) · Wirehouse to wirehouse
C•••••••• G••••• M•••••• I••• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
W•••• F•••• I••••••••• L•• to C•••••••• G••••• M•••••• I•••
left Oct 22, 2007, registered Oct 19, 2007 (-3 days) · Other

Signals

M••• A•••• A••••••• left W•••• F•••• A••••••• for I•• A••••••• L•• (registered 2024-11-06)
Nov 13, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address