DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•• A••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 24, 2024 · 5 filings
SEC status approved since Jul 24, 2024
RAUM
$2.3B
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
89%
$2.1B individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$260M
derived; firm RAUM over IAPD count
Employees
18
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
3
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$2.3B as of Mar 30, 2026
Mar 31, 2025$2.3B then
HNW client RAUM$2.1B as of Mar 30, 2026
Mar 31, 2025$2.3B then
State-registered IARs (5.B.3)9 as of Mar 30, 2026
Mar 31, 20257 then
Employees (5.A)18 as of Mar 30, 2026
Mar 31, 202517 then
Private funds3 as of Mar 30, 2026
Mar 31, 20251 then
RAUM +0.3% over the last fiscal yearIARs 7 to 9
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $260MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.7MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 7.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +86%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.8BreportedItem 5.I
- Custody
- $443M, 176 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.1B89%
- Charitable organizations$154M6.6%
- Corporations and businesses$69.4M3.0%
- Pension and profit-sharing plans$26.5M1.1%
- Individuals$15.1M0.6%
- Individual clients
- 74reported
- HNW clients
- 270reported
- Pension plan clients
- 15reported
- Charitable clients
- 13reported
- Accounts
- 2,054reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $1.8B sponsored, $1.5B managedreported
- Custody of client assets
- $443M for 176 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• A•••• A••••••• | Los Angeles, Ca | Nov 6, 2024 | 26 y | 4 |
| R•• B••••• J•••• | Los Angeles, Ca | Nov 6, 2024 | 25 y | 3 |
| F••••••• D••• V•••••• | Los Angeles, Ca | Nov 6, 2024 | 22 y | 4 |
| E••• T••••• Z•••••••Certified Financial Planner | Los Angeles, Ca | Nov 6, 2024 | 22 y | 2 |
| C•••• W• T••••• | Charleston, Sc | Nov 6, 2024 | 13 y | 1 |
| M•••• M•••••• | Los Angeles, Ca | Nov 6, 2024 | 27 y | 2 |
| N••••• P••••••• | Los Angeles, Ca | Nov 6, 2024 | 11 y | 1 |
| M•••••• M••••• | Los Angeles, Ca | Mar 30, 2026 | 11 y | 1 |
| K•••••• S• R•••••• | Los Angeles, Ca | Mar 30, 2026 | 15 y | 2 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• M••••• from W•••• F•••• A•••••••Mar 30, 2026 · Wirehouse to independent RIA
- K•••••• S• R•••••• from W•••• F•••• A•••••••Mar 30, 2026 · Wirehouse to independent RIA
- M••• A•••• A••••••• from W•••• F•••• A•••••••Nov 6, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- R•• B••••• J•••• from W•••• F•••• A•••••••Nov 6, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- F••••••• D••• V•••••• from W•••• F•••• A•••••••Nov 6, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- E••• T••••• Z••••••• from W•••• F•••• A•••••••Nov 6, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- N••••• P••••••• from W•••• F•••• A•••••••Nov 6, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••• W• T••••• from W•••• F•••• A•••••••Nov 6, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M•••• M•••••• from W•••• F•••• A•••••••Nov 6, 2024 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 7 joined from W•••• F•••• A•••••••Nov 11, 2024 · Los Angeles, Ca
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I•• C•••••• L•• | $4.9M | 38 | Mar 30, 2026 | |
| I•• W••••••••• L•• | $4.0M | 18 | Mar 30, 2026 | |
| I•• O••••• L•• | $1.1M | 34 | Mar 30, 2026 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• M•••• A•••• · Managing Member/Chief Executive Officercontrolsince 06/2024 · owns 25% to 50%
- C••••• D••• · Chief Compliance Officercontrolsince 01/2026 · owns less than 5%
- P•••••••• N••••• · Managing Membercontrolsince 06/2024 · owns less than 5%
- V••••••• F•••••••• D••• · Managing Member/Co- Chief Investment Officercontrolsince 06/2024 · owns less than 5%
- J••••• R••• B••••• · Membersince 06/2024 · owns 10% to 25%
- M••••••• M•••• · Membersince 06/2024 · owns 10% to 25%
- T•••••• C••••• W• · Member/Co-Chief Investment Officersince 06/2024 · owns less than 5%
- Z•••••••• E•••• T••••• · Membersince 06/2024 · owns 10% to 25%
Entity owners
- I•• W••••• A•• I••••••••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 9 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Charleston, SC1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 30, 2026A•••••••• M•••• A•••• (MANAGING MEMBER/CHIEF EXECUTIVE OFFICER) left Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 30, 2026C••••• D••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-06-24 and 2026-03-30peers: independent wealth managers, $1B to $5B (1,362)
- client count surgeChange between filings · filing Mar 30, 2026individual and HNW clients (Item 5.D) moved from 185.0 to 344.0 (+86.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +5.0% (1132 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 1,901 to 2,054Nov 5, 2025 to Mar 30, 2026
- Advisory employees · 7 to 9Nov 5, 2025 to Mar 30, 2026
- Charity clients · 12 to 13Nov 5, 2025 to Mar 30, 2026
- Corporate clients · 9 to 21Nov 5, 2025 to Mar 30, 2026
- HNW clients · 180 to 270Nov 5, 2025 to Mar 30, 2026
- Individual clients · 5 to 74Nov 5, 2025 to Mar 30, 2026
- Pension plan clients · 7 to 15Nov 5, 2025 to Mar 30, 2026
- Assets in custody · $28.3M to $443MNov 5, 2025 to Mar 30, 2026
- State-registered IARs · 7 to 9Nov 5, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.5B to $1.8BNov 5, 2025 to Mar 30, 2026
- HNW RAUM · $2.3B to $2.1BNov 5, 2025 to Mar 30, 2026
- Individual RAUM · $793,525 to $15.1MNov 5, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $788M to $587MNov 5, 2025 to Mar 30, 2026
- Pension RAUM · $12.5M to $26.5MNov 5, 2025 to Mar 30, 2026
- RAUM · $2.3B to $2.3BNov 5, 2025 to Mar 30, 2026
- Related adviser · true to falseNov 5, 2025 to Mar 30, 2026
- Wrap assets (manager) · $1.4B to $1.5BNov 5, 2025 to Mar 30, 2026
- Wrap assets (sponsor) · $1.5B to $1.8BNov 5, 2025 to Mar 30, 2026
- Employees · 17 to 18Mar 31, 2025 to Nov 5, 2025
- Private funds · 1 to 3Mar 31, 2025 to Nov 5, 2025
- Related adviser · false to trueMar 31, 2025 to Nov 5, 2025
- Accounts · 1,964 to 1,901Nov 20, 2024 to Mar 31, 2025
- Advisory activities · 4 to 5Nov 20, 2024 to Mar 31, 2025
- Charity clients · 6 to 12Nov 20, 2024 to Mar 31, 2025
- Corporate clients · 7 to 9Nov 20, 2024 to Mar 31, 2025
- HNW clients · 210 to 180Nov 20, 2024 to Mar 31, 2025
- Individual clients · 4 to 5Nov 20, 2024 to Mar 31, 2025
- Assets in custody · $31.7M to $28.3MNov 20, 2024 to Mar 31, 2025
- Employees · 16 to 17Nov 20, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 101-250Nov 20, 2024 to Mar 31, 2025
- Private funds · unset to 1Nov 20, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.0B to $1.5BNov 20, 2024 to Mar 31, 2025
- HNW RAUM · $2.4B to $2.3BNov 20, 2024 to Mar 31, 2025
- Individual RAUM · $781,219 to $793,525Nov 20, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $402M to $788MNov 20, 2024 to Mar 31, 2025
- Pension RAUM · $12.0M to $12.5MNov 20, 2024 to Mar 31, 2025
- RAUM · $2.4B to $2.3BNov 20, 2024 to Mar 31, 2025
- Wrap assets (manager) · $2.3B to $1.4BNov 20, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $2.4B to $1.5BNov 20, 2024 to Mar 31, 2025
- Accounts · unset to 1964.0Jun 24, 2024 to Nov 20, 2024
Signals
2 dated events
- 7 advisors left W•••• F•••• A••••••• (Los Angeles, CA) for I•• A••••••• L•• within 14 daysNov 11, 2024 · Team lift-out · derived
- I•• A••••••• L•• filed its initial SEC registration (Form ADV)Jun 24, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I•• A••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 877-740-0081reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/ifc-advisors-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- i•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 310-596-1250reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- i•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $260Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026