D••••• R•••

• W•••• F•••• A••••••• wirehouse current
  since Nov 3, 2023 · Fairfield, Ct
• W•••• F•••• A••••••• wirehouse
  Oct 25, 2013 to Nov 3, 2023 · Greenwich, Ct
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Oct 29, 2013 · Greenwich, Ct
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jun 14, 2004 to Jun 1, 2009 · Greenwich, Ct
• U•• F•••••••• S••••••• I••• wirehouse
  Sep 9, 1991 to Jul 6, 2004 · Stamford, Ct

• W•••• F•••• A••••••• to W•••• F•••• A•••••••
  left Nov 3, 2023, registered Nov 3, 2023 (0 days) · channel change inside one enterprise, not a move · moved with a team
• M••••• S•••••• to W•••• F•••• A•••••••
  left Oct 29, 2013, registered Oct 25, 2013 (-4 days) · Wirehouse to wirehouse
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
• U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••
  left Jul 6, 2004, registered Jun 14, 2004 (-22 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

46derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address