RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• C•••••• K•••••
- B•• F•••••••• A••••••• BD affiliated currentsince Apr 4, 2018 · Denver, Co
- B•• F•••••••• P•••••• W•••••• I••• independent RIADec 4, 2019 to Aug 5, 2025 · Denver, Co
- P•• W••••• M••••••••• BD affiliatedJun 15, 2012 to Mar 7, 2018 · Benson, Nc
- S••••••• I••••••••• S•••••••• I••• formerAug 10, 2010 to Jun 19, 2012 · Chapel Hill, Nc
- B•• F•••••••• P•••••• W•••••• I••• to no registered destinationleft Aug 5, 2025 · Departure, no registered destination
- P•• W••••• M••••••••• to B•• F•••••••• A•••••••left Mar 7, 2018, registered Apr 4, 2018 (28 days) · Affiliated broker-dealer or bank to another
- S••••••• I••••••••• S•••••••• I••• to P•• W••••• M•••••••••left Jun 19, 2012, registered Jun 15, 2012 (-4 days) · Other
- R••••• C•••••• K••••• no longer registered at B•• F•••••••• P•••••• W•••••• I•••; no later IA registration on IAPDAug 5, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address