DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert L. Poole

J.P. Morgan Securities LLCwirehouseIndianapolis, In dual registrantIAPD 4011698

Feed of 09/15/2026

Also filed as Robert Leonard Poole

At current firm

3 y

since Nov 1, 2022

In the industry

26 y

since Dec 18, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J.P. Morgan Securities LLC wirehouse current
since Nov 1, 2022 · Columbus, Oh
Huntington Financial Advisors BD affiliated
Jun 29, 2017 to Sep 29, 2022 · Cincinnati, Oh
MML Investors Services, LLC BD affiliated
Mar 25, 2017 to Jun 2, 2017 · Indianapolis, In
Msi Financial Services, Inc. former
Jan 2, 2015 to Mar 25, 2017 · Indianapolis, In
New England Securities Corporation former
Mar 26, 2013 to Jan 2, 2015 · Indianapolis, In
Morgan Stanley wirehouse
Jul 14, 2011 to Jun 22, 2012 · South Jordan, Ut

Moves

a registration end followed by a registration begin elsewhere

Huntington Financial Advisors to J.P. Morgan Securities LLC
left Sep 29, 2022, registered Nov 1, 2022 (33 days) · Affiliated broker-dealer or bank to wirehouse
MML Investors Services, LLC to Huntington Financial Advisors
left Jun 2, 2017, registered Jun 29, 2017 (27 days) · Other
Msi Financial Services, Inc. to MML Investors Services, LLC
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
New England Securities Corporation to Msi Financial Services, Inc.
left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Morgan Stanley to New England Securities Corporation
left Jun 22, 2012, registered Mar 26, 2013 (277 days) · Other

Signals

Robert L. Poole left Huntington Financial Advisors for J.P. Morgan Securities Llc (registered 2022-11-01)
Sep 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address