J••••••• A• L•••••

• M•••••• BD affiliated current
  since Sep 1, 2023 · Sarasota, Fl
• M••••• S•••••• wirehouse
  Aug 2, 2021 to Jul 27, 2022 · Sarasota, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  Apr 24, 2013 to Jul 26, 2021 · Tampa, Fl
• W•••• F•••• A••••••• wirehouse
  Jul 25, 2000 to Oct 8, 2012 · Tampa, Fl

• M••••• S•••••• to M••••••
  left Jul 27, 2022, registered Sep 1, 2023 (401 days) · Wirehouse to affiliated broker-dealer or bank
• A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••
  left Jul 26, 2021, registered Aug 2, 2021 (7 days) · Affiliated broker-dealer or bank to wirehouse
• W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••
  left Oct 8, 2012, registered Apr 24, 2013 (198 days) · Wirehouse to affiliated broker-dealer or bank

• ••• Locked
  Jul 27, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address