RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••• K••••
- S••••• F••••••••• L•• BD affiliated currentsince Oct 8, 2025 · Dublin, Oh
- E•••••••• A•••••••• L•• national BDDec 3, 2008 to Mar 2, 2009 · Dublin, Oh
- P•••••••• S••••••••• I••• BD affiliatedJul 5, 2007 to Dec 15, 2008 · Dublin, Oh
- C••••••• F•••••••• D••••••• I••• BD affiliatedMay 5, 2006 to Jun 15, 2007 · Columbus, Oh
- E•••••••• A•••••••• L•• to S••••• F••••••••• L••left Mar 2, 2009, registered Oct 8, 2025 (6064 days) · Affiliated broker-dealer or bank to another
- P•••••••• S••••••••• I••• to E•••••••• A•••••••• L••left Dec 15, 2008, registered Dec 3, 2008 (-12 days) · Other
- C••••••• F•••••••• D••••••• I••• to P•••••••• S••••••••• I•••left Jun 15, 2007, registered Jul 5, 2007 (20 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address