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Feed of 09/14/2026
Also filed as Aaron Thomas Borders
At current firm
1 y
since Jul 28, 2025
In the industry
26 y
since Feb 29, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Jul 28, 2025 · St. Louis, Mo
- C•••••••• G••••• I••••••••• I••• mixed wealthMay 15, 2023 to May 29, 2024 · Charlotte, Nc
- D••••••••• F••• A••••••• L• asset managerDec 8, 2011 to Feb 3, 2023 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• I••••••••• I••• to E••••• J••••left May 29, 2024, registered Jul 28, 2025 (425 days) · RIA to affiliated broker-dealer or bank
- D••••••••• F••• A••••••• L• to C•••••••• G••••• I••••••••• I•••left Feb 3, 2023, registered May 15, 2023 (101 days) · Other
Signals
- A•••• T• B•••••• left C•••••••• G••••• I••••••••• I••• for E••••• J•••• (registered 2025-07-28)May 29, 2024 · Advisor changed firm · fact
- A•••• T• B•••••• left D••••••••• F••• A••••••• L• for C•••••••• G••••• I••••••••• I••• (registered 2023-05-15)Feb 3, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address