RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• C• S•••••••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince May 23, 2016 · Princeton, Nj
- B•••••••• F••• A••••••• asset managerMar 29, 2004 to May 24, 2016 · San Francisco, Ca
- W•••• F•••• A••••••• wirehouseMar 22, 2002 to Mar 10, 2004 · San Francisco, Ca
- B•••••••• F••• A••••••• to B•••••••• I••••••••• M••••••••• L••left May 24, 2016, registered May 23, 2016 (-1 days) · channel change inside one enterprise, not a move · moved with a team
- W•••• F•••• A••••••• to B•••••••• F••• A•••••••left Mar 10, 2004, registered Mar 29, 2004 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address