RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••••••• J••••
- •••••••• independent RIA currentsince Jun 8, 2026 · Saint Louis, Mo
- C•••••• S••••• • C••• I••• national BDAug 3, 2023 to Jul 31, 2024 · St. Peters, Mo
- W•••• F•••• A••••••• wirehouseApr 8, 2016 to Jun 22, 2022 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJun 30, 2014 to Nov 30, 2015 · St. Louis, Mo
- E••••••• W••••• M••••••••• formerMar 9, 2012 to Aug 28, 2013 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseSep 18, 2009 to Aug 3, 2011 · St. Louis, Mo
- S••••• C•••••• M••••••••• L•• independent RIAJul 28, 2008 to Apr 1, 2009 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jul 24, 2008 · St. Louis, Mo
- A• G• E•••••• • S•••• I••• unclassifiedAug 22, 2005 to Jan 1, 2008 · St. Louis, Mo
- C••••••• B•••••••• S•••••••• I•• formerJun 15, 2004 to Jul 22, 2005 · St Louis, Mo
- F•• A••••••• S••••••• I•• unclassifiedJul 2, 2002 to Mar 23, 2004 · Chesterfield, Mo
- C•••••• S••••• • C••• I••• to ••••••••left Jul 31, 2024, registered Jun 8, 2026 (677 days) · Affiliated broker-dealer or bank to independent RIA
- W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••left Jun 22, 2022, registered Aug 3, 2023 (407 days) · Wirehouse to affiliated broker-dealer or bank
- E••••••• W••••• M••••••••• to W•••• F•••• A•••••••left Aug 28, 2013, registered Jun 30, 2014 (306 days) · Other
- W•••• F•••• A••••••• to E••••••• W••••• M•••••••••left Aug 3, 2011, registered Mar 9, 2012 (219 days) · Other
- S••••• C•••••• M••••••••• L•• to W•••• F•••• A•••••••left Apr 1, 2009, registered Sep 18, 2009 (170 days) · Other
- W•••• F•••• A••••••• to S••••• C•••••• M••••••••• L••left Jul 24, 2008, registered Jul 28, 2008 (4 days) · Other
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- C••••••• B•••••••• S•••••••• I•• to A• G• E•••••• • S•••• I•••left Jul 22, 2005, registered Aug 22, 2005 (31 days) · Other
- F•• A••••••• S••••••• I•• to C••••••• B•••••••• S•••••••• I••left Mar 23, 2004, registered Jun 15, 2004 (84 days) · Other
- J•••• M••••••• J•••• left C•••••• S••••• • C••• I••• for &Partners (registered 2026-06-08)Jul 31, 2024 · Advisor changed firm · fact
- J•••• M••••••• J•••• left W•••• F•••• A••••••• for C•••••• S••••• • C••• I••• (registered 2023-08-03)Jun 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address