DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Everbank Wealth Management

Former SEC-registered adviserJacksonville, FloridaCRD 154237SEC 801-71589IAPD
Legal name Everbank Wealth Management, Inc.
Latest filing Aug 15, 2017
First filing on the tape Mar 12, 2012 · 21 filings
RAUM
$118M
reported, Item 5.F
Discretionary
30%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
18 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$117M as of Mar 28, 2017
Mar 30, 2012$514M then
HNW client RAUM: no history
State-registered IARs (5.B.3)18 as of Mar 28, 2017
Mar 30, 20120 then
Employees (5.A)18 as of Mar 28, 2017
Apr 1, 201324 then
Private funds: no history
RAUM -11% over the last fiscal year-20% a year over threeIARs 17 to 18
Practice profile
derived from the filing of Aug 15, 2017; every figure names its basis
RAUM per advisor
$6.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$612,655derivedRAUM over accounts (5.F.2.f)
Discretionary
30%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
9.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-11%derivedbetween the last two annual amendments
Advisor growth, one year
+5.9%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
193reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Denise Tina Carroll · Chief Financial Offcercontrol
    since 03/2014 · owns less than 5%
  • Lawrence David Conover · Ceo, President, Coo And Directorcontrol
    since 07/2013 · owns less than 5%
  • D Christine Haedike · Chief Compliance Officer/Director
    since 07/2013 · owns less than 5%
Entity owners
  • Tiaa, Fsb (Formerly Known As Everbank) · Owner
    direct · owns 75% or more
  • Teachers Insurance And Annuity Association Of America · 100% Owner Of Tiaa Fsb Holdings, Inc.
    indirect · owns 75% or more of Tiaa Fsb Holdings, Inc.
  • Tiaa Board Of Overseers · 100% Owner Of Teachers Insurance And Annuity Association Of America
    indirect · owns 75% or more of Teachers Insurance And Annuity Association Of America
  • Tiaa Fsb Holdings, Inc. · 100% Owner Of Tiaa, Fsb
    indirect · owns 75% or more of Tiaa, Fsb
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • St. Louis, MO
What changed
consecutive filings, newest first
  • Related adviser · false to true
    Apr 7, 2017 to Aug 15, 2017
  • Related bank · false to true
    Apr 7, 2017 to Aug 15, 2017
  • Discretionary RAUM · $35.3M to $36.1M
    Mar 28, 2017 to Apr 7, 2017
  • RAUM · $117M to $118M
    Mar 28, 2017 to Apr 7, 2017
  • Accounts · 229 to 193
    Mar 18, 2016 to Mar 28, 2017
  • Advisory employees · 17 to 18
    Mar 18, 2016 to Mar 28, 2017
  • Employees · 17 to 18
    Mar 18, 2016 to Mar 28, 2017
  • State-registered IARs · 17 to 18
    Mar 18, 2016 to Mar 28, 2017
  • Discretionary RAUM · $40.7M to $35.3M
    Mar 18, 2016 to Mar 28, 2017
  • Non-discretionary RAUM · $91.8M to $82.2M
    Mar 18, 2016 to Mar 28, 2017
  • RAUM · $133M to $117M
    Mar 18, 2016 to Mar 28, 2017
  • Accounts · 306 to 229
    Oct 28, 2015 to Mar 18, 2016
  • Advisory employees · 20 to 17
    Oct 28, 2015 to Mar 18, 2016
  • BD registered reps · 18 to 17
    Oct 28, 2015 to Mar 18, 2016
  • Employees · 20 to 17
    Oct 28, 2015 to Mar 18, 2016
  • State-registered IARs · 20 to 17
    Oct 28, 2015 to Mar 18, 2016
  • Discretionary RAUM · $63.9M to $40.7M
    Oct 28, 2015 to Mar 18, 2016
  • Non-discretionary RAUM · $113M to $91.8M
    Oct 28, 2015 to Mar 18, 2016
  • RAUM · $177M to $133M
    Oct 28, 2015 to Mar 18, 2016
  • Accounts · 354 to 306
    Mar 31, 2014 to Mar 30, 2015
  • Advisory employees · 14 to 20
    Mar 31, 2014 to Mar 30, 2015
  • BD registered reps · 17 to 18
    Mar 31, 2014 to Mar 30, 2015
  • Employees · 18 to 20
    Mar 31, 2014 to Mar 30, 2015
  • State-registered IARs · 18 to 20
    Mar 31, 2014 to Mar 30, 2015
  • Discretionary RAUM · $67.9M to $63.9M
    Mar 31, 2014 to Mar 30, 2015
  • Non-discretionary RAUM · $164M to $113M
    Mar 31, 2014 to Mar 30, 2015
  • RAUM · $232M to $177M
    Mar 31, 2014 to Mar 30, 2015
  • Accounts · 148 to 354
    Mar 10, 2014 to Mar 31, 2014
  • Advisory employees · 22 to 14
    Mar 10, 2014 to Mar 31, 2014
  • BD registered reps · 19 to 17
    Mar 10, 2014 to Mar 31, 2014
  • Employees · 24 to 18
    Mar 10, 2014 to Mar 31, 2014
  • State-registered IARs · 24 to 18
    Mar 10, 2014 to Mar 31, 2014
  • Discretionary RAUM · $64.3M to $67.9M
    Mar 10, 2014 to Mar 31, 2014
  • Non-discretionary RAUM · $356M to $164M
    Mar 10, 2014 to Mar 31, 2014
  • RAUM · $421M to $232M
    Mar 10, 2014 to Mar 31, 2014
  • Accounts · 42 to 148
    Feb 14, 2013 to Apr 1, 2013
  • Advisory employees · 13 to 22
    Feb 14, 2013 to Apr 1, 2013
  • BD registered reps · 9 to 19
    Feb 14, 2013 to Apr 1, 2013
  • Custody of client assets · true to false
    Feb 14, 2013 to Apr 1, 2013
  • Employees · 13 to 24
    Feb 14, 2013 to Apr 1, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026