RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• P••••••
- V••••••• C•••••• A•••••••• L•• independent RIA currentsince Jul 20, 2023 · Hunt Valley, Md
- V•••••• P•••••• W•••••• L•• formerFeb 7, 2017 to Aug 15, 2023 · Naples, Fl
- P•• W••••• M••••••••• BD affiliatedJul 10, 2012 to Jan 11, 2017 · Naples, Fl
- W•••• F•••• A••••••• wirehouseJun 3, 2005 to Apr 13, 2012 · Charlotte, Nc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedNov 10, 2003 to Apr 7, 2005 · Atlanta, Ga
- V•••••• P•••••• W•••••• L•• to V••••••• C•••••• A•••••••• L••left Aug 15, 2023, registered Jul 20, 2023 (-26 days) · Other · moved with a team
- P•• W••••• M••••••••• to V•••••• P•••••• W•••••• L••left Jan 11, 2017, registered Feb 7, 2017 (27 days) · Other
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Apr 13, 2012, registered Jul 10, 2012 (88 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Apr 7, 2005, registered Jun 3, 2005 (57 days) · Other
- M•••••• D•••• P•••••• left V•••••• P•••••• W•••••• L•• for V••••••• C•••••• A•••••••• L•• (registered 2023-07-20)Aug 15, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address