DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• D• S•••••

A••••••• C•••••• M••••••••• I•••state registeredNew Albany, In IA-onlyIAPD 4042172

Feed of 09/15/2026

Also filed as Kenny S•••••

At current firm

2 y

since Feb 1, 2024

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••• C•••••• M••••••••• I••• state registered current
since Feb 1, 2024 · Venice, Fl
W••••• W•••• A•••••••• I•• independent RIA
Jul 6, 2023 to Feb 1, 2024 · Nokomis, Fl
S••••••••• A•••• M••••••••• L•• unclassified
Dec 6, 2022 to Aug 15, 2023 · Nokomis, Fl
A••••••• C•••••• M••••••••• I••• state registered
Aug 18, 2021 to Oct 28, 2022 · Lexington, Ky
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
May 17, 2021 to Aug 9, 2021 · Lexington, Ky
M••••• O• O•••• I••••••• S•••••••• I••• independent RIA
Apr 5, 2019 to Apr 15, 2021 · Lexington, Ky

Moves

a registration end followed by a registration begin elsewhere

W••••• W•••• A•••••••• I•• to A••••••• C•••••• M••••••••• I•••
left Feb 1, 2024, registered Feb 1, 2024 (0 days) · RIA to a state-registered adviser
S••••••••• A•••• M••••••••• L•• to W••••• W•••• A•••••••• I••
left Aug 15, 2023, registered Jul 6, 2023 (-40 days) · Other
A••••••• C•••••• M••••••••• I••• to S••••••••• A•••• M••••••••• L••
left Oct 28, 2022, registered Dec 6, 2022 (39 days) · Other
M••••• O• O•••• I••••••• S•••••••• I••• to A••••••• C•••••• M••••••••• I•••
left Aug 9, 2021, registered Aug 18, 2021 (9 days) · Other

Signals

K•••••• D• S••••• left W••••• W•••• A•••••••• I•• for A••••••• C•••••• M••••••••• I••• (registered 2024-02-01)
Feb 1, 2024 · Advisor changed firm · fact
K•••••• D• S••••• left S••••••••• A•••• M••••••••• L•• for W••••• W•••• A•••••••• I•• (registered 2023-07-06)
Aug 15, 2023 · Advisor changed firm · fact
K•••••• D• S••••• left A••••••• C•••••• M••••••••• I••• for S••••••••• A•••• M••••••••• L•• (registered 2022-12-06)
Oct 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address