RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••• W•••••••
- M••••• P••••• F••••• I••• institutional currentsince Feb 27, 2026 · Dublin, Oh
- M•••••• A•••• M••••••••• L•• formerMay 16, 2019 to Apr 10, 2026 · Farmington, Ut
- M•••••• A•••• M••••••••• L•• formerMar 12, 2012 to Dec 31, 2018 · Farmington, Ut
- Z•••• C•••••• A•••••••• I••• institutionalSep 2, 2009 to Mar 6, 2012 · Salt Lake City, Ut
- Z•••• B••• L••••• A•••• M••••••••• unclassifiedAug 19, 2009 to Dec 31, 2009 · Salt Lake City, Ut
- Z•••• C•••••• A•••••••• I••• institutionalJan 8, 2007 to Aug 17, 2009 · Salt Lake City, Ut
- Z•••• D•••••• I••• unclassifiedOct 21, 2003 to Dec 31, 2006 · Salt Lake City, Ut
- S•••••••• A••••••• L•• national BDMar 18, 2002 to Jul 15, 2003 · Merrimack, Nh
- M•••••• A•••• M••••••••• L•• to M••••• P••••• F••••• I•••left Apr 10, 2026, registered Feb 27, 2026 (-42 days) · Other · moved with a team
- Z•••• C•••••• A•••••••• I••• to M•••••• A•••• M••••••••• L••left Mar 6, 2012, registered Mar 12, 2012 (6 days) · Other
- Z•••• B••• L••••• A•••• M••••••••• to Z•••• C•••••• A•••••••• I•••left Dec 31, 2009, registered Sep 2, 2009 (-120 days) · Other
- Z•••• C•••••• A•••••••• I••• to Z•••• B••• L••••• A•••• M•••••••••left Aug 17, 2009, registered Aug 19, 2009 (2 days) · Other
- Z•••• D•••••• I••• to Z•••• C•••••• A•••••••• I•••left Dec 31, 2006, registered Jan 8, 2007 (8 days) · Other
- S•••••••• A••••••• L•• to Z•••• D•••••• I•••left Jul 15, 2003, registered Oct 21, 2003 (98 days) · Other
- J•••• M••• W••••••• left M•••••• A•••• M••••••••• L•• for M••••• P••••• F••••• I••• (registered 2026-02-27)Apr 10, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address