DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Moreton Asset Management, LLC

Former SEC-registered adviserFarmington, UtahCRD 133417SEC 801-78112websiteIAPD
Latest filing Jan 26, 2026
First filing on the tape May 20, 2013 · 31 filings
SEC status approved since May 29, 2013
RAUM
$4.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$4.7B as of Jan 26, 2026
Feb 14, 2014$257M then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Jan 26, 2026
Feb 14, 20145 then
Employees (5.A)5 as of Jan 26, 2026
Feb 14, 20147 then
Private funds: no history
RAUM +14% over the last fiscal year+10% a year over threeIARs 6 to 5
Practice profile
derived from the filing of Jan 26, 2026; every figure names its basis
RAUM per advisor
$942MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$28.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
77%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
-17%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
Wrap fee program
$4.7BreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • State and municipal entities$3.3B70%
  • Corporations and businesses$767M16%
  • Charitable organizations$363M7.7%
  • Banks and thrifts$301M6.4%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
19reported
Accounts
167reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months0 left in 90 days0 joined in 90 days5 left over 36 months
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Christopher Jordan Hansen · Managing Membercontrol
      since 03/2012 · owns 10% to 25%
    • Roger William Moreton · Membercontrol
      since 10/2004 · owns 25% to 50%
    • James Andrew Robbins · Chief Compliance Officercontrol
      since 03/2012 · owns 25% to 50%
    • Mark Jason Williams · Managing Membercontrol
      since 03/2012 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Farmington, Ut · principal005
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 152 to 167
      Aug 27, 2025 to Jan 26, 2026
    • Advisory activities · 4 to 3
      Aug 27, 2025 to Jan 26, 2026
    • Corporate clients · 16 to 27
      Aug 27, 2025 to Jan 26, 2026
    • Employees · 6 to 5
      Aug 27, 2025 to Jan 26, 2026
    • Discretionary RAUM · $4.4B to $4.7B
      Aug 27, 2025 to Jan 26, 2026
    • RAUM · $4.4B to $4.7B
      Aug 27, 2025 to Jan 26, 2026
    • Related broker-dealer · true to false
      Aug 27, 2025 to Jan 26, 2026
    • Accounts · 148 to 152
      Apr 22, 2025 to Aug 27, 2025
    • Advisory employees · 6 to 5
      Apr 22, 2025 to Aug 27, 2025
    • Corporate clients · 15 to 16
      Apr 22, 2025 to Aug 27, 2025
    • Employees · 7 to 6
      Apr 22, 2025 to Aug 27, 2025
    • Financial planning clients · 0 to 0
      Apr 22, 2025 to Aug 27, 2025
    • State-registered IARs · 6 to 5
      Apr 22, 2025 to Aug 27, 2025
    • Discretionary RAUM · $4.1B to $4.4B
      Apr 22, 2025 to Aug 27, 2025
    • RAUM · $4.1B to $4.4B
      Apr 22, 2025 to Aug 27, 2025
    • Accounts · 149 to 148
      Jul 23, 2024 to Apr 22, 2025
    • Advisory employees · 5 to 6
      Jul 23, 2024 to Apr 22, 2025
    • Charity clients · 18 to 19
      Jul 23, 2024 to Apr 22, 2025
    • Corporate clients · 17 to 15
      Jul 23, 2024 to Apr 22, 2025
    • Employees · 6 to 7
      Jul 23, 2024 to Apr 22, 2025
    • State-registered IARs · 4 to 6
      Jul 23, 2024 to Apr 22, 2025
    • Discretionary RAUM · $3.8B to $4.1B
      Jul 23, 2024 to Apr 22, 2025
    • RAUM · $3.8B to $4.1B
      Jul 23, 2024 to Apr 22, 2025
    • Employees · 5 to 6
      Feb 29, 2024 to Jul 23, 2024
    • Accounts · 145 to 149
      Mar 2, 2023 to Feb 29, 2024
    • Advisory employees · 6 to 5
      Mar 2, 2023 to Feb 29, 2024
    • Charity clients · 15 to 18
      Mar 2, 2023 to Feb 29, 2024
    • Corporate clients · 18 to 17
      Mar 2, 2023 to Feb 29, 2024
    • Employees · 6 to 5
      Mar 2, 2023 to Feb 29, 2024
    • Discretionary RAUM · $3.5B to $3.8B
      Mar 2, 2023 to Feb 29, 2024
    • RAUM · $3.5B to $3.8B
      Mar 2, 2023 to Feb 29, 2024
    • Accounts · 142 to 145
      Mar 14, 2022 to Mar 2, 2023
    • Advisory activities · 3 to 4
      Mar 14, 2022 to Mar 2, 2023
    • BD registered reps · 1 to 0
      Mar 14, 2022 to Mar 2, 2023
    • Charity clients · 12 to 15
      Mar 14, 2022 to Mar 2, 2023
    • Corporate clients · 20 to 18
      Mar 14, 2022 to Mar 2, 2023
    • State-registered IARs · 6 to 4
      Mar 14, 2022 to Mar 2, 2023
    • Discretionary RAUM · $2.5B to $3.5B
      Mar 14, 2022 to Mar 2, 2023
    • RAUM · $2.5B to $3.5B
      Mar 14, 2022 to Mar 2, 2023
    • Accounts · 121 to 142
      Aug 9, 2021 to Mar 14, 2022
    Signals
    12 dated events
    • Moreton Asset Management, Llc no longer on the SEC adviser roster (last listed 2026-05-01, RAUM $4.7B)
      Jun 1, 2026 · Left the SEC roster · derived
    • Daniel Victor Rusk left Moreton Asset Management, Llc for Meeder Public Funds, Inc. (registered 2026-02-27)
      Apr 10, 2026 · Advisor changed firm · fact
    • Jace Theodore Richards left Moreton Asset Management, Llc for Meeder Public Funds, Inc. (registered 2026-02-27)
      Apr 10, 2026 · Advisor changed firm · fact
    • Andrew James Robbins left Moreton Asset Management, Llc for Meeder Public Funds, Inc. (registered 2026-02-27)
      Apr 10, 2026 · Advisor changed firm · fact
    • Jason Mark Williams left Moreton Asset Management, Llc for Meeder Public Funds, Inc. (registered 2026-02-27)
      Apr 10, 2026 · Advisor changed firm · fact
    • Jordan Christopher Hansen left Moreton Asset Management, Llc for Meeder Public Funds, Inc. (registered 2026-02-27)
      Apr 10, 2026 · Advisor changed firm · fact
    • Moreton Asset Management, LLC's advisors moved to Meeder Public Funds, Inc. (Farmington, UT): 4 of 5 registered, on the same day
      Apr 10, 2026 · Firm absorbed (people side) · derived
    • Moreton Asset Management, Llc reported RAUM $3.5B, up 42% from $2.5B (2022-03-14 to 2023-03-02)
      Mar 2, 2023 · RAUM change · derived
    • Benjamin Ray Sehy left Moreton Asset Management, Llc for Meeder Public Funds, Inc. (registered 2022-09-09)
      Sep 6, 2022 · Advisor changed firm · fact
    • Marcus Anderson Nield left Moreton Asset Management, Llc for D.A. Davidson & Co. (registered 2022-03-09)
      Feb 28, 2022 · Advisor changed firm · fact
    • Moreton Asset Management, Llc reported RAUM $1.7B, up 63% from $1.0B (2018-01-31 to 2019-01-22)
      Jan 22, 2019 · RAUM change · derived
    • Moreton Asset Management, Llc filed its initial SEC registration (Form ADV)
      May 20, 2013 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026