RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• M•••• B•••
- R•• A•••••••• L•• i••••••••• wealth currentsince Nov 5, 2025 · Cottonwood, Az
- I••••••••• F•••••••• G••••• L•• BD affiliatedJan 25, 2022 to Nov 5, 2025 · Cottonwood, Az
- T••••••• I••••••••• M••••••••• I••• BD affiliatedAug 2, 2011 to Jan 11, 2022 · Thousand Oaks, Ca
- W•••••• • R••• formerMay 21, 2009 to Jul 15, 2011 · Scottsdale, Az
- T••••••• I••••••••• M••••••••• I••• BD affiliatedApr 3, 2006 to May 28, 2008 · Scottsdale, Az
- I••••••••• F•••••••• G••••• L•• to R•• A•••••••• L••left Nov 5, 2025, registered Nov 5, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- T••••••• I••••••••• M••••••••• I••• to I••••••••• F•••••••• G••••• L••left Jan 11, 2022, registered Jan 25, 2022 (14 days) · Affiliated broker-dealer or bank to another
- W•••••• • R••• to T••••••• I••••••••• M••••••••• I•••left Jul 15, 2011, registered Aug 2, 2011 (18 days) · Other
- T••••••• I••••••••• M••••••••• I••• to W•••••• • R•••left May 28, 2008, registered May 21, 2009 (358 days) · Other
- H•••• M•••• B••• left I••••••••• F•••••••• G••••• L•• for R•• A•••••••• L•• (registered 2025-11-05)Nov 5, 2025 · Advisor changed firm · fact
- H•••• M•••• B••• left T••••••• I••••••••• M••••••••• I••• for I••••••••• F•••••••• G••••• L•• (registered 2022-01-25)Jan 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address