RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- L••••• W••••• P••••••• independent RIA currentsince Mar 6, 2020 · Johns Creek, Ga
- L••••• W••••• P••••••• independent RIAOct 28, 2019 to Dec 31, 2019 · Johns Creek, Ga
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• independent RIAJan 6, 2010 to Nov 23, 2021 · Cumming, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Jan 7, 2010 · Saint Petersburg, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedJan 14, 2005 to Jan 2, 2009 · Alpharetta, Ga
- M••••• K••••• • C••••••• L•• formerJul 15, 2002 to Jan 26, 2005 · Atlanta, Ga
- U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• to L••••• W••••• P•••••••left Nov 23, 2021, registered Oct 28, 2019 (-757 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••left Jan 7, 2010, registered Jan 6, 2010 (-1 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- M••••• K••••• • C••••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••left Jan 26, 2005, registered Jan 14, 2005 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address