DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• W••••• P•••••••
Legal name G•• L••••• W••••• A•••••••• L••
Latest filing Jun 29, 2026
First filing on the tape Aug 16, 2019 · 20 filings
SEC status approved since Sep 17, 2019
RAUM
$344M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$343M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$57.4M
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$344M as of Jun 29, 2026
Mar 5, 2020$110M then
HNW client RAUM$265M as of Jun 29, 2026
Mar 5, 2020$77.1M then
State-registered IARs (5.B.3)6 as of Jun 29, 2026
Mar 5, 20202 then
Employees (5.A)6 as of Jun 29, 2026
Mar 5, 20204 then
Private funds: no history
RAUM +18% over the last fiscal year+19% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $57.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $234,987derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Wrap fee program
- $341MreportedItem 5.I
- Custody
- $86.0M, 94 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$265M77%
- Individuals$77.5M22%
- Charitable organizations$1.6M0.5%
- Individual clients
- 282reported
- HNW clients
- 105reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,466reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $86.0M for 94 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• D• L•••••Certified Financial Planner | Johns Creek, Ga | Mar 6, 2020 | 26 y | 5 |
| G••••• E•••• R••• | Johns Creek, Ga | Mar 6, 2020 | 42 y | 5 |
| D•••• A••••• H••••• | Johns Creek, Ga | Sep 4, 2020 | 34 y | 0 |
| C••••• P•••••• W•••••• | Johns Creek, Ga | Oct 30, 2024 | 11 y | 0 |
| D•••• L•••• R•••••• | Johns Creek, Ga | Nov 7, 2024 | 16 y | 1 |
| J••••• C•••••• S••••••••• | Johns Creek, Ga | Jan 9, 2026 | 21 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- K••• J•••••• P•••••• to H• W•••••May 30, 2025 · RIA to RIA
- J•••••• R••••• M•••••• to P•••• F•••• W••••• A•••••••• L••May 13, 2024 · RIA to RIA
Joined, latest
- J••••• C•••••• S••••••••• from L•• E••••••••• L••Jan 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- D•••• L•••• R•••••• from M••••• S••••••Nov 7, 2024 · Wirehouse to independent RIA
- J•••• D• L••••• from U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Oct 28, 2019 · Other
- G••••• E•••• R••• from U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Oct 28, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L•••••• J••••• D• · Partner / Ccocontrolsince 05/2010 · owns 75% or more
Related persons
Schedule D 7.A
- G••••• R•••real estaten
- J•••• L•••••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Johns Creek, Ga · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,033 to 1,466Jan 13, 2026 to Mar 11, 2026
- Advisory employees · 5 to 6Jan 13, 2026 to Mar 11, 2026
- BD registered reps · 2 to 0Jan 13, 2026 to Mar 11, 2026
- HNW clients · 92 to 105Jan 13, 2026 to Mar 11, 2026
- Individual clients · 271 to 282Jan 13, 2026 to Mar 11, 2026
- Assets in custody · $73.2M to $86.0MJan 13, 2026 to Mar 11, 2026
- Financial planning clients · 0 to 1-10Jan 13, 2026 to Mar 11, 2026
- State-registered IARs · 5 to 6Jan 13, 2026 to Mar 11, 2026
- Discretionary RAUM · $292M to $344MJan 13, 2026 to Mar 11, 2026
- HNW RAUM · $211M to $265MJan 13, 2026 to Mar 11, 2026
- Individual RAUM · $80.3M to $77.5MJan 13, 2026 to Mar 11, 2026
- RAUM · $292M to $344MJan 13, 2026 to Mar 11, 2026
- Accounts · 1,440 to 1,033Mar 26, 2024 to Mar 17, 2025
- BD registered reps · 3 to 2Mar 26, 2024 to Mar 17, 2025
- Business name · G•• L••••• W••••• A•••••••• L•• to L••••• W••••• P•••••••Mar 26, 2024 to Mar 17, 2025
- HNW clients · 85 to 92Mar 26, 2024 to Mar 17, 2025
- Individual clients · 216 to 271Mar 26, 2024 to Mar 17, 2025
- Assets in custody · $80.7M to $73.2MMar 26, 2024 to Mar 17, 2025
- Financial planning clients · 0 to 0Mar 26, 2024 to Mar 17, 2025
- Discretionary RAUM · $234M to $292MMar 26, 2024 to Mar 17, 2025
- HNW RAUM · $163M to $211MMar 26, 2024 to Mar 17, 2025
- Individual RAUM · $69.5M to $80.3MMar 26, 2024 to Mar 17, 2025
- RAUM · $234M to $292MMar 26, 2024 to Mar 17, 2025
- Accounts · 1,100 to 1,440Aug 9, 2023 to Mar 26, 2024
- Advisory activities · 2 to 3Aug 9, 2023 to Mar 26, 2024
- BD registered reps · 2 to 3Aug 9, 2023 to Mar 26, 2024
- HNW clients · 80 to 85Aug 9, 2023 to Mar 26, 2024
- Individual clients · 223 to 216Aug 9, 2023 to Mar 26, 2024
- Assets in custody · $61.3M to $80.7MAug 9, 2023 to Mar 26, 2024
- Discretionary RAUM · $203M to $234MAug 9, 2023 to Mar 26, 2024
- HNW RAUM · $184M to $163MAug 9, 2023 to Mar 26, 2024
- Individual RAUM · $19.6M to $69.5MAug 9, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $906,687 to $0Aug 9, 2023 to Mar 26, 2024
- RAUM · $204M to $234MAug 9, 2023 to Mar 26, 2024
- Wrap assets (manager) · unset to 0.0Apr 6, 2023 to Aug 9, 2023
- Wrap assets (sponsor) · unset to 0.0Apr 6, 2023 to Aug 9, 2023
- Accounts · 1,002 to 1,100Mar 23, 2022 to Mar 15, 2023
- HNW clients · 76 to 80Mar 23, 2022 to Mar 15, 2023
- Individual clients · 216 to 223Mar 23, 2022 to Mar 15, 2023
- Assets in custody · $76.3M to $61.3MMar 23, 2022 to Mar 15, 2023
Signals
4 dated events
- K••• J•••••• P•••••• left L••••• W••••• P••••••• for H• W••••• (registered 2025-07-10)May 30, 2025 · Advisor changed firm · fact
- J•••••• R••••• M•••••• left L••••• W••••• P••••••• for P•••• F•••• W••••• A•••••••• L•• (registered 2024-08-08)May 13, 2024 · Advisor changed firm · fact
- Edwin G••••• R••• (Managing Member) no longer on Schedule A of L••••• W••••• P••••••• (listed 2023-08-09, absent 2024-03-26)Mar 26, 2024 · Control person left · inference
- G•• L••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Aug 16, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- cscheffler@loftinwealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jdloftin@loftinwealthpartners.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 404-563-4614reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 678-994-6448reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-556-3846reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- L•••••WEALTHPARTNERS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (888) 556-3846reportedpublic record, Form ADV, Jun 29, 2026
- Team page
- LOFTINWEALTHPARTNERS.COM/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026