DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Marian F Geohegan

Independent Financial Group, LLCBD affiliatedKnoxville, Tndual registrantIAPD 4061649

Certified Financial Planner

Feed of 09/14/2026

Also filed as Marian Frances Dulin

At current firm

1 y

since Nov 12, 2024

In the industry

26 y

since Nov 19, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Independent Financial Group, LLC BD affiliated current
since Nov 12, 2024 · Knoxville, Tn
Ic Advisory Services, Inc. former
Oct 2, 2017 to Nov 12, 2024 · Knoxville, Tn
Ssn Advisory, Inc. former
Jan 22, 2010 to Oct 2, 2017 · Knoxville, Tn
Woodbury Financial Services, Inc. former
Jun 29, 2004 to Jan 22, 2010 · Knoxville, Tn
Private Client Services, LLC BD affiliated
May 26, 2004 to Feb 12, 2010 · Louisville, Ky
Hornor, Townsend & Kent, LLC independent RIA
Jan 15, 2004 to May 17, 2004 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

Ic Advisory Services, Inc. to Independent Financial Group, LLC
left Nov 12, 2024, registered Nov 12, 2024 (0 days) · Affiliated broker-dealer or bank to another
Ssn Advisory, Inc. to Ic Advisory Services, Inc.
left Oct 2, 2017, registered Oct 2, 2017 (0 days) · Other · moved with a team
Private Client Services, LLC to Woodbury Financial Services, Inc.
left Feb 12, 2010, registered Jun 29, 2004 (-2054 days) · Other
Woodbury Financial Services, Inc. to Ssn Advisory, Inc.
left Jan 22, 2010, registered Jan 22, 2010 (0 days) · Other
Hornor, Townsend & Kent, LLC to Private Client Services, LLC
left May 17, 2004, registered May 26, 2004 (9 days) · Other

Signals

Marian F Geohegan left Ic Advisory Services, Inc. for Independent Financial Group, Llc (registered 2024-11-12)
Nov 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address