DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z•••••• B•••• G••••

R••••• I••••••••• A•••••••• I••BD affiliatedWilmington, De dual registrantIAPD 4073939

Feed of 09/14/2026

Also filed as Zelalem B. Girma

At current firm

2 y

since Jan 30, 2024

In the industry

26 y

since Jan 10, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••••• I••••••••• A•••••••• I•• BD affiliated current
since Jan 30, 2024 · Corona, Ca
N•••••• A••••••• BD affiliated
Jun 5, 2023 to Jan 29, 2024 · Corona, Ca
M••••• S•••••• wirehouse
Mar 10, 2021 to Jun 3, 2022 · Newport Beach, Ca
W•••••• • R••• former
Nov 9, 2020 to Feb 18, 2021 · Corona, Ca
U••• B•••••• I••••••••• I••• former
Jan 30, 2019 to Oct 28, 2020 · Claremont, Ca
L•• F•••••••• L•• BD affiliated
Apr 13, 2015 to Nov 29, 2017 · Ontario, Ca
L•• F•••••••• L•• BD affiliated
Apr 3, 2012 to Jun 19, 2014 · Huntington Beach, Ca
U••• B•••••• A•••••••• L•• BD affiliated
Jan 24, 2011 to Apr 4, 2012 · Corona, Ca
C••• F•••••••• S•••••••• L••• former
Dec 10, 2009 to Dec 17, 2010 · Glendale, Ca
W•••••• O••••• S••••••••• unclassified
Dec 20, 2007 to Aug 31, 2009 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

N•••••• A••••••• to R••••• I••••••••• A•••••••• I••
left Jan 29, 2024, registered Jan 30, 2024 (1 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to N•••••• A•••••••
left Jun 3, 2022, registered Jun 5, 2023 (367 days) · Wirehouse to affiliated broker-dealer or bank
W•••••• • R••• to M••••• S••••••
left Feb 18, 2021, registered Mar 10, 2021 (20 days) · Affiliated broker-dealer or bank to wirehouse
U••• B•••••• I••••••••• I••• to W•••••• • R•••
left Oct 28, 2020, registered Nov 9, 2020 (12 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••
left Nov 29, 2017, registered Jan 30, 2019 (427 days) · RIA to affiliated broker-dealer or bank
U••• B•••••• A•••••••• L•• to L•• F•••••••• L••
left Apr 4, 2012, registered Apr 3, 2012 (-1 days) · Other
C••• F•••••••• S•••••••• L••• to U••• B•••••• A•••••••• L••
left Dec 17, 2010, registered Jan 24, 2011 (38 days) · Other
W•••••• O••••• S••••••••• to C••• F•••••••• S•••••••• L•••
left Aug 31, 2009, registered Dec 10, 2009 (101 days) · Other

Signals

Z•••••• B•••• G•••• left N•••••• A••••••• for R••••• I••••••••• A•••••••• I•• (registered 2024-01-30)
Jan 29, 2024 · Advisor changed firm · fact
Z•••••• B•••• G•••• left M••••• S•••••• for N•••••• A••••••• (registered 2023-06-05)
Jun 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address