DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• B••••••• C••••••

F•• W••••• M••••••••• L••state registeredAtlanta, GaIA-onlyIAPD 4075006

Certified Financial Planner · Chartered Financial Analyst

Feed of 09/14/2026

At current firm

12 y

since Mar 6, 2014

In the industry

23 y

since Feb 6, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•• W••••• M••••••••• L•• state registered current
since Mar 6, 2014 · Atlanta, Ga
W•••• F•••• A••••••• wirehouse
Jan 6, 2014 to Jan 24, 2014 · Atlanta, Ga
C••••••• P••••••• independent RIA
Mar 27, 2013 to Mar 25, 2014 · Atlanta, Ga
U••• F•••••••• P••••••• S••••••• former
Feb 14, 2011 to Apr 3, 2013 · Atlanta, Ga
M•• I•••••••• S•••••••• L•• BD affiliated
Oct 18, 2010 to Jan 7, 2011 · Atlanta, Ga
C•••••• S••••• • C••• I••• national BD
Feb 6, 2003 to Apr 17, 2006 · Maitland, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••••• P••••••• to W•••• F•••• A•••••••
left Mar 25, 2014, registered Jan 6, 2014 (-78 days) · Other
W•••• F•••• A••••••• to F•• W••••• M••••••••• L••
left Jan 24, 2014, registered Mar 6, 2014 (41 days) · Wirehouse to a state-registered adviser
U••• F•••••••• P••••••• S••••••• to C••••••• P•••••••
left Apr 3, 2013, registered Mar 27, 2013 (-7 days) · Other
M•• I•••••••• S•••••••• L•• to U••• F•••••••• P••••••• S•••••••
left Jan 7, 2011, registered Feb 14, 2011 (38 days) · Other
C•••••• S••••• • C••• I••• to M•• I•••••••• S•••••••• L••
left Apr 17, 2006, registered Oct 18, 2010 (1645 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address