J••• W•••••• F•••••

• A••••••• F•••••••• A•••••••• L•• BD affiliated current
  since Jun 11, 2014 · Venice, Fl
• V•••• F•••••••• A•••••••• I••• BD affiliated
  Jul 19, 2013 to Sep 12, 2013 · Boca Raton, Fl
• E•••••• C•••••• M••••••••• L•• former
  Aug 29, 2011 to Sep 13, 2012 · Tampa, Fl
• C•••• I••••••••• S••••••• C•••• former
  Dec 1, 2010 to Aug 8, 2011 · St Pete Beach, Fl
• P•••••••• S••••••••• I••• BD affiliated
  Oct 5, 2006 to Nov 3, 2010 · Pittsburgh, Pa

• V•••• F•••••••• A•••••••• I••• to A••••••• F•••••••• A•••••••• L••
  left Sep 12, 2013, registered Jun 11, 2014 (272 days) · Other
• E•••••• C•••••• M••••••••• L•• to V•••• F•••••••• A•••••••• I•••
  left Sep 13, 2012, registered Jul 19, 2013 (309 days) · Other
• C•••• I••••••••• S••••••• C•••• to E•••••• C•••••• M••••••••• L••
  left Aug 8, 2011, registered Aug 29, 2011 (21 days) · Other
• P•••••••• S••••••••• I••• to C•••• I••••••••• S••••••• C••••
  left Nov 3, 2010, registered Dec 1, 2010 (28 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address