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Registered advisor
L•••• E• K•••••
Feed of 09/15/2026
Also filed as Louis Edward Kelley
At current firm
3 y
since Jul 18, 2023
In the industry
26 y
since May 9, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Jul 18, 2023 · Greenwood Village, Co
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 17, 2023 to Jun 8, 2023 · Katy, Tx
- R•••••• J•••• • A••••••••• I••• national BDMar 17, 2023 to Jun 8, 2023 · St. Petersburg, Fl
- L•• F•••••••• L•• BD affiliatedFeb 5, 2018 to Oct 10, 2022 · Katy, Tx
- N••• F•••••••• G••••• I••• formerMay 27, 2015 to Feb 5, 2018 · Houston, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedJun 17, 2003 to Apr 6, 2015 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to R•••••• J•••• • A••••••••• I•••left Jun 8, 2023, registered Mar 17, 2023 (-83 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to E•••••• A••••••• G••••• L••left Jun 8, 2023, registered Jul 18, 2023 (40 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 10, 2022, registered Mar 17, 2023 (158 days) · RIA to affiliated broker-dealer or bank
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Feb 5, 2018, registered Feb 5, 2018 (0 days) · Other
- V•••• F•••••••• A•••••••• I••• to N••• F•••••••• G••••• I•••left Apr 6, 2015, registered May 27, 2015 (51 days) · Other
Signals
- L•••• E• K••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for E•••••• A••••••• G••••• L•• (registered 2023-07-18)Jun 8, 2023 · Advisor changed firm · fact
- L•••• E• K••••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2023-03-17)Jun 8, 2023 · Advisor changed firm · fact
- L•••• E• K••••• left L•• F•••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2023-03-17)Oct 10, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address