DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen John Avery
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Steven George Avery
At current firm
2 y
since May 2, 2024
In the industry
26 y
since Jan 19, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Q3 Advisors, LLC no RAUM currentsince May 2, 2024 · Sarasota, Fl
- Cetera Investment Advisers LLC BD affiliatedMay 2, 2023 to Dec 31, 2023 · Sarasota, Fl
- Cetera Advisor Networks LLC formerJun 4, 2021 to Jun 29, 2023 · Bridgeville, Pa
- Voya Financial Advisors, Inc. BD affiliatedAug 29, 2017 to Jun 11, 2021 · Bridgeville, Pa
- Citigroup Global Markets Inc. BD affiliatedMay 6, 2003 to Apr 19, 2004 · Tulsa, Ok
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Q3 Advisors, LLCleft Dec 31, 2023, registered May 2, 2024 (123 days) · Other
- Cetera Advisor Networks LLC to Cetera Investment Advisers LLCleft Jun 29, 2023, registered May 2, 2023 (-58 days) · corporate re-registration, not a move
- Voya Financial Advisors, Inc. to Cetera Advisor Networks LLCleft Jun 11, 2021, registered Jun 4, 2021 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- Citigroup Global Markets Inc. to Voya Financial Advisors, Inc.left Apr 19, 2004, registered Aug 29, 2017 (4880 days) · Other
Signals
- Stephen John Avery left Cetera Investment Advisers Llc for Q3 Advisors, Llc (registered 2024-05-02)Dec 31, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address