RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• D•••• S•••••••
- A••••••••• I••• BD affiliated currentsince Mar 26, 2026 · Haddon Township, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedNov 8, 2023 to Sep 19, 2024 · Tarrytown, Ny
- B•• M••••• A•••••••• I••• bank affiliatedApr 22, 2016 to Feb 7, 2023 · New York, Ny
- S•• I••••••••• M••••••••• C••• mixed wealthAug 21, 2014 to Nov 3, 2015 · Oaks, Pa
- T•••• S••••• S••••••••• I••• formerAug 24, 2007 to Sep 5, 2013 · Somerset, Nj
- M•• F•••••••• S•••••••• I••• formerAug 24, 2007 to Jul 17, 2014 · Somerset, Nj
- W••••• S••••• S••••••••• I••• formerAug 24, 2007 to Sep 5, 2013 · Somerset, Nj
- N•• E•••••• S••••••••• C••••••••• formerAug 24, 2007 to Jul 17, 2014 · Somerset, Nj
- P•• W••••• M••••••••• BD affiliatedMay 16, 2005 to May 4, 2007 · Haddonfield, Nj
- M•• I•••••••• S•••••••• L•• to A••••••••• I•••left Sep 19, 2024, registered Mar 26, 2026 (553 days) · Affiliated broker-dealer or bank to another
- B•• M••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Feb 7, 2023, registered Nov 8, 2023 (274 days) · RIA to affiliated broker-dealer or bank
- S•• I••••••••• M••••••••• C••• to B•• M••••• A•••••••• I•••left Nov 3, 2015, registered Apr 22, 2016 (171 days) · Other
- M•• F•••••••• S•••••••• I••• to S•• I••••••••• M••••••••• C•••left Jul 17, 2014, registered Aug 21, 2014 (35 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jul 17, 2014, registered Aug 24, 2007 (-2519 days) · Other
- W••••• S••••• S••••••••• I••• to N•• E•••••• S••••••••• C•••••••••left Sep 5, 2013, registered Aug 24, 2007 (-2204 days) · Other
- T•••• S••••• S••••••••• I••• to W••••• S••••• S••••••••• I•••left Sep 5, 2013, registered Aug 24, 2007 (-2204 days) · channel change inside one enterprise, not a move
- P•• W••••• M••••••••• to T•••• S••••• S••••••••• I•••left May 4, 2007, registered Aug 24, 2007 (112 days) · Other
- S••• D•••• S••••••• left M•• I•••••••• S•••••••• L•• for A••••••••• I••• (registered 2026-03-26)Sep 19, 2024 · Advisor changed firm · fact
- S••• D•••• S••••••• left B•• M••••• A•••••••• I••• for M•• I•••••••• S•••••••• L•• (registered 2023-11-08)Feb 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address