DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jaime L. Rogers
Feed of 09/15/2026
Also filed as Jaime Lynn Rogers
At current firm
0 y
since May 18, 2026
In the industry
26 y
since Feb 16, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince May 18, 2026 · Plymouth, Mn
- Commonwealth Financial Network national BDJan 4, 2023 to May 19, 2026 · Overland Park, Ks
- Commonwealth Financial Network national BDMar 8, 2016 to Dec 22, 2022 · Overland Park, Ks
- UBS Financial Services Inc. wirehouseMay 8, 2009 to Dec 28, 2015 · Kansas City, Mo
- Wells Fargo Advisors wirehouseAug 24, 2001 to May 8, 2009 · Mission Woods, Ks
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Wealth Enhancement Advisory Services, LLCleft May 19, 2026, registered May 18, 2026 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- UBS Financial Services Inc. to Commonwealth Financial Networkleft Dec 28, 2015, registered Mar 8, 2016 (71 days) · Wirehouse to affiliated broker-dealer or bank
- Wells Fargo Advisors to UBS Financial Services Inc.left May 8, 2009, registered May 8, 2009 (0 days) · Wirehouse to wirehouse
Signals
- Jaime L. Rogers left Commonwealth Financial Network for Wealth Enhancement Advisory Services, Llc (registered 2026-05-18)May 19, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address