RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• S• B•••
- W•••• F•••• A••••••• wirehouse currentsince Mar 11, 2022 · Harrisonburg, Va
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 20, 2016 to Mar 11, 2022 · Luray, Va
- S••••••• I••••••••• S•••••••• I••• formerMar 11, 2011 to Dec 31, 2016 · New Market, Va
- P•• W••••• M••••••••• BD affiliatedDec 12, 2008 to Mar 1, 2011 · Pittsburgh, Pa
- S••••••• I••••••••• S•••••••• I••• formerApr 16, 2007 to Dec 8, 2008 · Culpeper, Va
- B••• I••••••••• S•••••••• I••• formerFeb 23, 2006 to Apr 2, 2007 · Charlotte, Nc
- T••••• A••••••• S•••••••• I••• to W•••• F•••• A•••••••left Mar 11, 2022, registered Mar 11, 2022 (0 days) · Affiliated broker-dealer or bank to wirehouse
- S••••••• I••••••••• S•••••••• I••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2016, registered Sep 20, 2016 (-102 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to S••••••• I••••••••• S•••••••• I•••left Mar 1, 2011, registered Mar 11, 2011 (10 days) · Other
- S••••••• I••••••••• S•••••••• I••• to P•• W••••• M•••••••••left Dec 8, 2008, registered Dec 12, 2008 (4 days) · Other
- B••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Apr 2, 2007, registered Apr 16, 2007 (14 days) · Other
- J••• S• B••• left T••••• A••••••• S•••••••• I••• for W•••• F•••• A••••••• (registered 2022-03-11)Mar 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address