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Registered advisor
J•••••• L• S••••
Feed of 09/15/2026
Also filed as J•••••• L• S••••
At current firm
8 y
since May 3, 2018
In the industry
22 y
since Mar 13, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 3, 2018 · San Diego, Ca
- I•••••• A•••••••• I••• asset managerJul 23, 2013 to Mar 6, 2015 · Atlanta, Ga
- V••• I••••••••• M••••••••• C•• L•• asset managerOct 2, 2012 to Jul 11, 2013 · New York, Ny
- S••••••• I••••••••• S•••••••• I••• formerSep 1, 2011 to Sep 24, 2012 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseDec 11, 2009 to Apr 13, 2011 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- I•••••• A•••••••• I••• to L•• F•••••••• L••left Mar 6, 2015, registered May 3, 2018 (1154 days) · Other
- V••• I••••••••• M••••••••• C•• L•• to I•••••• A•••••••• I•••left Jul 11, 2013, registered Jul 23, 2013 (12 days) · Other
- S••••••• I••••••••• S•••••••• I••• to V••• I••••••••• M••••••••• C•• L••left Sep 24, 2012, registered Oct 2, 2012 (8 days) · Other
- W•••• F•••• A••••••• to S••••••• I••••••••• S•••••••• I•••left Apr 13, 2011, registered Sep 1, 2011 (141 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address