DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• A•••• T•••••

C••••• I••••••••• A••••••• L••BD affiliatedDanvers, Madual registrantIAPD 4089108

Feed of 09/14/2026

At current firm

3 y

since Jun 29, 2023

In the industry

26 y

since Dec 17, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 29, 2023 · Danvers, Ma
S•••••• P••••••• I••••••••• A•••••••• L•• BD affiliated
Apr 5, 2016 to Jun 18, 2021 · Andover, Ma
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jul 21, 2014 to Dec 8, 2016 · Andover, Ma
R•• F••••• W••••• A•••••••• L•• independent RIA
Nov 20, 2012 to Jun 12, 2014 · Burlington, Ma

Moves

a registration end followed by a registration begin elsewhere

S•••••• P••••••• I••••••••• A•••••••• L•• to C••••• I••••••••• A••••••• L••
left Jun 18, 2021, registered Jun 29, 2023 (741 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S•••••• P••••••• I••••••••• A•••••••• L••
left Dec 8, 2016, registered Apr 5, 2016 (-247 days) · Other · moved with a team
R•• F••••• W••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jun 12, 2014, registered Jul 21, 2014 (39 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address