RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••••• B•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Oct 9, 2025 · Morgantown, Wv
- H••••••••• F•••••••• A••••••• BD affiliatedSep 17, 2020 to Oct 27, 2022 · Morgantown, Wv
- P•••• S••••••••• L•• no RAUMApr 18, 2019 to Aug 28, 2020 · Franklin, Tn
- A••••••• F•••••••• A•••••••• L•• BD affiliatedMar 29, 2017 to Dec 27, 2018 · Spring Hill, Tn
- B• R•••• W••••• M••••••••• formerFeb 26, 2009 to Jan 20, 2017 · Franklin, Tn
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 5, 2004 to Jan 29, 2009 · Brentwood, Tn
- H••••••••• F•••••••• A••••••• to C••••• I••••••••• A••••••• L••left Oct 27, 2022, registered Oct 9, 2025 (1078 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to H••••••••• F•••••••• A•••••••left Aug 28, 2020, registered Sep 17, 2020 (20 days) · Affiliated broker-dealer or bank to another
- A••••••• F•••••••• A•••••••• L•• to P•••• S••••••••• L••left Dec 27, 2018, registered Apr 18, 2019 (112 days) · Affiliated broker-dealer or bank to another
- B• R•••• W••••• M••••••••• to A••••••• F•••••••• A•••••••• L••left Jan 20, 2017, registered Mar 29, 2017 (68 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to B• R•••• W••••• M•••••••••left Jan 29, 2009, registered Feb 26, 2009 (28 days) · Other
- T••••• J••••• B••••• left H••••••••• F•••••••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2025-10-09)Oct 27, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address