RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• Y••••
- K••••• A•••••••• I••• BD affiliated currentsince Aug 22, 2022 · Ft. Lauderdale, Fl
- C••••• A•••••• N••••••• L•• formerJun 7, 2021 to Aug 22, 2022 · Adel, Ga
- V••• F•••••••• A•••••••• I••• BD affiliatedJan 12, 2010 to Jun 11, 2021 · Columbus, Ga
- C••••• A•••••• N••••••• L•• to K••••• A•••••••• I•••left Aug 22, 2022, registered Aug 22, 2022 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- V••• F•••••••• A•••••••• I••• to C••••• A•••••• N••••••• L••left Jun 11, 2021, registered Jun 7, 2021 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- D•••• Y•••• left C••••• A•••••• N••••••• L•• for K••••• A•••••••• I••• (registered 2022-08-22)Aug 22, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address