RIA Intelligence

• V••••••• A•••••••• I••• BD affiliated current
  since May 7, 2025 · Malvern, Pa
• A••••• A•• P••••••• S••••••• BD affiliated
  Jul 31, 2012 to Jan 31, 2025 · Philadelphia, Pa
• P•• W••••• M••••••••• BD affiliated
  Jan 1, 2004 to May 30, 2012 · Philadelphia, Pa
• J••••• H•••••••• W••• L••••• L•• former
  May 23, 2003 to Jan 1, 2004 · Pittsburgh, Pa

• A••••• A•• P••••••• S••••••• to V••••••• A•••••••• I•••
  left Jan 31, 2025, registered May 7, 2025 (96 days) · Affiliated broker-dealer or bank to another
• P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••
  left May 30, 2012, registered Jul 31, 2012 (62 days) · Other
• J••••• H•••••••• W••• L••••• L•• to P•• W••••• M•••••••••
  left Jan 1, 2004, registered Jan 1, 2004 (0 days) · corporate re-registration, not a move

• C••••• L•• T••••••• left A••••• A•• P••••••• S••••••• for V••••••• A•••••••• I••• (registered 2025-05-07)
  Jan 31, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address