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Registered advisor
R••••• M• A•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Rodney Michael Alvarado
At current firm
1 y
since Mar 31, 2025
In the industry
23 y
since Aug 5, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Emerson, Nj
- F••••••• P••••••• A•• W•••••••• A••••••• formerDec 19, 2024 to Mar 31, 2025 · Wayne, Nj
- M••••• G••••• A••••••• I••• independent RIAApr 15, 2022 to Jun 12, 2024 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 19, 2020 to Apr 5, 2022 · New York, Ny
- C•••••• S••••• • C••• I••• national BDFeb 4, 2011 to Oct 20, 2020 · Millburn, Nj
- S•••••••• A••••••• L•• national BDMay 6, 2005 to Jul 7, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M••••• G••••• A••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 12, 2024, registered Dec 19, 2024 (190 days) · RIA to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to M••••• G••••• A••••••• I•••left Apr 5, 2022, registered Apr 15, 2022 (10 days) · Wirehouse to independent RIA
- C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••left Oct 20, 2020, registered Oct 19, 2020 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••left Jul 7, 2009, registered Feb 4, 2011 (577 days) · Affiliated broker-dealer or bank to another
Signals
- R••••• M• A••••••• left M••••• G••••• A••••••• I••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-12-19)Jun 12, 2024 · Advisor changed firm · fact
- R••••• M• A••••••• left J••• M••••• S••••••••• L•• for M••••• G••••• A••••••• I••• (registered 2022-04-15)Apr 5, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address