DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• R• G••••••••

T• R••• P•••• A••••••• S•••••••• I•••BD affiliatedColorado Springs, Codual registrantIAPD 4131307

Feed of 09/14/2026

Also filed as Juliana R Colby

At current firm

0 y

since Apr 8, 2026

In the industry

25 y

since Jun 21, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T• R••• P•••• A••••••• S•••••••• I••• BD affiliated current
since Apr 8, 2026 · Colorado Springs, Co
E•••••• A••••••• G••••• L•• BD affiliated
Jan 23, 2025 to Jun 10, 2025 · Colorado Springs, Co
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 7, 2023 to Dec 10, 2024 · Colorado Springs, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Jan 17, 2023 to Oct 5, 2023 · Greenwood Village, Co
O•••• I••••••••• I••• BD affiliated
Mar 28, 2006 to Oct 2, 2007 · Avon, Ct
E•••••••• A•••••••• L•• national BD
Apr 19, 2004 to Feb 11, 2005 · Denver, Co
S•••••••• A••••••• L•• national BD
Jun 21, 2001 to Oct 27, 2003 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

E•••••• A••••••• G••••• L•• to T• R••• P•••• A••••••• S•••••••• I•••
left Jun 10, 2025, registered Apr 8, 2026 (302 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•••••• A••••••• G••••• L••
left Dec 10, 2024, registered Jan 23, 2025 (44 days) · Wirehouse to affiliated broker-dealer or bank
F••••••• P••••••• A•• W•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 5, 2023, registered Nov 7, 2023 (33 days) · Affiliated broker-dealer or bank to wirehouse
O•••• I••••••••• I••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Oct 2, 2007, registered Jan 17, 2023 (5586 days) · Other
E•••••••• A•••••••• L•• to O•••• I••••••••• I•••
left Feb 11, 2005, registered Mar 28, 2006 (410 days) · Other
S•••••••• A••••••• L•• to E•••••••• A•••••••• L••
left Oct 27, 2003, registered Apr 19, 2004 (175 days) · Affiliated broker-dealer or bank to another

Signals

J•••••• R• G•••••••• left E•••••• A••••••• G••••• L•• for T• R••• P•••• A••••••• S•••••••• I••• (registered 2026-04-08)
Jun 10, 2025 · Advisor changed firm · fact
J•••••• R• G•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for E•••••• A••••••• G••••• L•• (registered 2025-01-23)
Dec 10, 2024 · Advisor changed firm · fact
J•••••• R• G•••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-11-07)
Oct 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address