RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•••• independent RIA currentsince Sep 8, 2025 · New York, Ny
- M••••• G••••• A••••••• I••• independent RIAApr 27, 2021 to Sep 18, 2025 · San Diego, Ca
- E•••••• A•• W•••• F•••••••• L•• formerMar 15, 2016 to Jul 6, 2021 · San Diego, Ca
- F•••••• I••••••••• M••••••••• I••• independent RIAAug 26, 2015 to Sep 14, 2016 · San Diego, Ca
- M••••• G••••• A••••••• I••• to S••••left Sep 18, 2025, registered Sep 8, 2025 (-10 days) · RIA to RIA
- E•••••• A•• W•••• F•••••••• L•• to M••••• G••••• A••••••• I•••left Jul 6, 2021, registered Apr 27, 2021 (-70 days) · RIA to RIA · moved with a team
- F•••••• I••••••••• M••••••••• I••• to E•••••• A•• W•••• F•••••••• L••left Sep 14, 2016, registered Mar 15, 2016 (-183 days) · Other · moved with a team
- K•••••• D• B•••••••• left M••••• G••••• A••••••• I••• for Savvy (registered 2025-09-08)Sep 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address