DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• L••• C•••••

L•••• F••• A••••••• S•••••••BD affiliatedDallas, Tx dual registrantIAPD 4138014

Feed of 09/15/2026

Also filed as R•••••• Leahr

At current firm

1 y

since Sep 23, 2024

In the industry

26 y

since May 30, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•••• F••• A••••••• S••••••• BD affiliated current
since Sep 23, 2024 · Dallas, Tx
P•••••••• S••••••••• I••• BD affiliated
May 3, 2024 to Aug 22, 2024 · Addison, Tx
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 17, 2020 to Oct 3, 2023 · Lone Tree, Co
E•••••••• A•••••••• L•• national BD
Nov 22, 2017 to May 29, 2020 · Lakewood, Co
N••••••••• M••••• I••••••••• S••••••••• no RAUM
May 4, 2017 to Sep 5, 2017 · Lakewood, Co
A••••• A•• P••••••• S••••••• BD affiliated
Aug 21, 2013 to Mar 15, 2017 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

P•••••••• S••••••••• I••• to L•••• F••• A••••••• S•••••••
left Aug 22, 2024, registered Sep 23, 2024 (32 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to P•••••••• S••••••••• I•••
left Oct 3, 2023, registered May 3, 2024 (213 days) · Affiliated broker-dealer or bank to another
E•••••••• A•••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left May 29, 2020, registered Jul 17, 2020 (49 days) · Affiliated broker-dealer or bank to another · moved with a team
N••••••••• M••••• I••••••••• S••••••••• to E•••••••• A•••••••• L••
left Sep 5, 2017, registered Nov 22, 2017 (78 days) · Other
A••••• A•• P••••••• S••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Mar 15, 2017, registered May 4, 2017 (50 days) · Other

Signals

R•••••• L••• C••••• left P•••••••• S••••••••• I••• for L•••• F••• A••••••• S••••••• (registered 2024-09-23)
Aug 22, 2024 · Advisor changed firm · fact
R•••••• L••• C••••• left F••••••• P••••••• A•• W•••••••• A••••••• for P•••••••• S••••••••• I••• (registered 2024-05-03)
Oct 3, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address