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Feed of 09/14/2026
Also filed as Jamie Carpenter
At current firm
9 y
since May 5, 2017
In the industry
26 y
since Apr 19, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince May 5, 2017 · Hubbard, Oh
- P•• W••••• M••••••••• BD affiliatedSep 23, 2014 to Apr 28, 2017 · Youngstown, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedDec 9, 2013 to Sep 29, 2014 · Tallmadge, Oh
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jun 14, 2013 · Warren, Oh
- C•••• I••••••••• S••••••• C•••• formerMar 22, 2010 to Oct 1, 2012 · Warren, Oh
- N•• A•••••• S•••••••• L•• formerAug 3, 2004 to Dec 21, 2009 · Youngstown, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to E••••• J••••left Apr 28, 2017, registered May 5, 2017 (7 days) · Other · moved with a team
- F•••• T•••• S••••••••• I••• to P•• W••••• M•••••••••left Sep 29, 2014, registered Sep 23, 2014 (-6 days) · Other
- J••• M••••• S••••••••• L•• to F•••• T•••• S••••••••• I•••left Jun 14, 2013, registered Dec 9, 2013 (178 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- N•• A•••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Dec 21, 2009, registered Mar 22, 2010 (91 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address