RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J••••• K•••••
- W••••••••• A••••••• P••••••• L•• BD affiliated currentsince Apr 28, 2021 · West Chester, Pa
- H•••••• T••••••• • K•••• L•• independent RIADec 15, 2016 to Mar 19, 2021 · Conshohocken, Pa
- L•• F•••••••• L•• BD affiliatedSep 18, 2012 to Oct 31, 2016 · Wynnewood, Pa
- A••••••••• W••••• P••••••• independent RIAAug 19, 2009 to Jul 19, 2010 · Conshohocken, Pa
- C••••• A•••••• N••••••• L•• formerAug 5, 2008 to Sep 18, 2012 · King Of Prussia, Pa
- H•••••• T••••••• • K•••• L•• to W••••••••• A••••••• P••••••• L••left Mar 19, 2021, registered Apr 28, 2021 (40 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to H•••••• T••••••• • K•••• L••left Oct 31, 2016, registered Dec 15, 2016 (45 days) · Other
- C••••• A•••••• N••••••• L•• to A••••••••• W••••• P•••••••left Sep 18, 2012, registered Aug 19, 2009 (-1126 days) · Other
- A••••••••• W••••• P••••••• to L•• F•••••••• L••left Jul 19, 2010, registered Sep 18, 2012 (792 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address