DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••• F• G••••

N••••••••• I••••••••• A•••••••• L••BD affiliatedColumbus, Ohdual registrantIAPD 4145738

Feed of 09/14/2026

Also filed as M••• F. G••••

At current firm

9 y

since Sep 28, 2016

In the industry

26 y

since Aug 4, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• I••••••••• A•••••••• L•• BD affiliated current
since Sep 28, 2016 · Columbus, Oh
N••••••••• S••••••••• L•• no RAUM
Dec 14, 2010 to Sep 30, 2016 · Columbus, Oh
C•••••••• G••••• M•••••• I••• BD affiliated
Apr 18, 2007 to Jul 31, 2008 · Dublin, Oh
C•••• I••••••••• S••••••• C•••• former
Mar 16, 2006 to Apr 11, 2007 · Heath, Oh
J••• M••••• I••••••••• M••••••••• I••• asset manager
Oct 5, 2005 to Mar 13, 2006 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

N••••••••• S••••••••• L•• to N••••••••• I••••••••• A•••••••• L••
left Sep 30, 2016, registered Sep 28, 2016 (-2 days) · Other
C•••••••• G••••• M•••••• I••• to N••••••••• S••••••••• L••
left Jul 31, 2008, registered Dec 14, 2010 (866 days) · Other
C•••• I••••••••• S••••••• C•••• to C•••••••• G••••• M•••••• I•••
left Apr 11, 2007, registered Apr 18, 2007 (7 days) · Other
J••• M••••• I••••••••• M••••••••• I••• to C•••• I••••••••• S••••••• C••••
left Mar 13, 2006, registered Mar 16, 2006 (3 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address