DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jason Michael Auten
Feed of 09/14/2026
At current firm
3 y
since Apr 26, 2023
In the industry
23 y
since Dec 11, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- D.A. Davidson & Co. independent RIA currentsince Apr 26, 2023 · Bellevue, Wa
- Wells Fargo Advisors wirehouseJul 17, 2015 to May 9, 2023 · Seattle, Wa
- Morgan Stanley wirehouseAug 25, 2011 to Jul 31, 2015 · Seattle, Wa
- Wells Fargo Advisors wirehouseJan 3, 2011 to Jun 6, 2011 · Seattle, Wa
- Wells Fargo Investments, LLC unclassifiedDec 20, 2006 to Jan 3, 2011 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to D.A. Davidson & Co.left May 9, 2023, registered Apr 26, 2023 (-13 days) · Wirehouse to independent RIA
- Morgan Stanley to Wells Fargo Advisorsleft Jul 31, 2015, registered Jul 17, 2015 (-14 days) · Wirehouse to wirehouse
- Wells Fargo Advisors to Morgan Stanleyleft Jun 6, 2011, registered Aug 25, 2011 (80 days) · Wirehouse to wirehouse
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
- Jason Michael Auten left Wells Fargo Advisors for D.A. Davidson & Co. (registered 2023-04-26)May 9, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address