DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T•• E••• A•••••••

H•••••••• A•••••••• L••BD affiliatedChicago, Il dual registrantIAPD 4150771

Certified Financial Planner

Feed of 09/14/2026

Also filed as Ted A•••••••

At current firm

0 y

since Apr 29, 2026

In the industry

26 y

since Apr 26, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H•••••••• A•••••••• L•• BD affiliated current
since Apr 29, 2026 · Tampa, Fl
J•••••• S•••••••• W••••• L•• former
Aug 5, 2024 to Apr 8, 2026 · Tampa, Fl
L•• F•••••••• L•• BD affiliated
Oct 15, 2020 to Aug 6, 2024 · Centennial, Co
H••••••••• G•••• E••••• • R••••••••• S••••••••• former
Oct 15, 2019 to Oct 30, 2020 · Inverness, Fl
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Oct 23, 2019 · Englewood, Co
C•••• I••••••••• S••••••• C•••• former
Dec 1, 2006 to Oct 1, 2012 · Englewood, Co

Moves

a registration end followed by a registration begin elsewhere

J•••••• S•••••••• W••••• L•• to H•••••••• A•••••••• L••
left Apr 8, 2026, registered Apr 29, 2026 (21 days) · RIA to affiliated broker-dealer or bank · moved with a team
L•• F•••••••• L•• to J•••••• S•••••••• W••••• L••
left Aug 6, 2024, registered Aug 5, 2024 (-1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
H••••••••• G•••• E••••• • R••••••••• S••••••••• to L•• F•••••••• L••
left Oct 30, 2020, registered Oct 15, 2020 (-15 days) · RIA to affiliated broker-dealer or bank
J••• M••••• S••••••••• L•• to H••••••••• G•••• E••••• • R••••••••• S•••••••••
left Oct 23, 2019, registered Oct 15, 2019 (-8 days) · Wirehouse to independent RIA
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

T•• E••• A••••••• left J•••••• S•••••••• W••••• L•• for H•••••••• A•••••••• L•• (registered 2026-04-29)
Apr 8, 2026 · Advisor changed firm · fact
T•• E••• A••••••• left L•• F•••••••• L•• for J•••••• S•••••••• W••••• L•• (registered 2024-08-05)
Aug 6, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address