RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W•••• E••••
- V••••• P•••••••• A• M••••••••• O••••• state registered currentsince Dec 8, 2015 · Salem, Va
- I••••••••• F•••••••• P••••••• BD affiliatedDec 12, 2011 to Dec 8, 2015 · Salem, Va
- S••••••• I••••••••• S•••••••• I••• formerMay 9, 2006 to Dec 9, 2011 · Roanoke, Va
- I•••••••• S••••••• C••••••• I••• formerAug 15, 2003 to May 1, 2006 · Salem, Va
- W••••••• S••••••••• A••••••• formerAug 9, 2002 to Aug 13, 2003 · Roanoke, Va
- I••••••••• F•••••••• P••••••• to V••••• P•••••••• A• M••••••••• O•••••left Dec 8, 2015, registered Dec 8, 2015 (0 days) · Other
- S••••••• I••••••••• S•••••••• I••• to I••••••••• F•••••••• P•••••••left Dec 9, 2011, registered Dec 12, 2011 (3 days) · Other
- I•••••••• S••••••• C••••••• I••• to S••••••• I••••••••• S•••••••• I•••left May 1, 2006, registered May 9, 2006 (8 days) · Other
- W••••••• S••••••••• A••••••• to I•••••••• S••••••• C••••••• I•••left Aug 13, 2003, registered Aug 15, 2003 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address