DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Edward Beckman
Feed of 09/14/2026
Also filed as Scott Beckman
At current firm
3 y
since Aug 8, 2023
In the industry
19 y
since Oct 31, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Aug 8, 2023 · West Lebanon, Nh
- Edward Jones national BDSep 18, 2020 to Aug 16, 2023 · Concord, Nh
- Whitegate Investment Counselors, Inc. independent RIAMay 31, 2019 to Dec 13, 2019 · Concord, Nh
- Natixis Advisors, LLC BD affiliatedDec 3, 2007 to Nov 13, 2018 · Boston, Ma
- Putnam Investment Management, LLC asset managerJul 2, 2007 to Nov 26, 2007 · Andover, Ma
Moves
a registration end followed by a registration begin elsewhere
- Edward Jones to Charles Schwab & Co., Inc.left Aug 16, 2023, registered Aug 8, 2023 (-8 days) · Affiliated broker-dealer or bank to another
- Whitegate Investment Counselors, Inc. to Edward Jonesleft Dec 13, 2019, registered Sep 18, 2020 (280 days) · RIA to affiliated broker-dealer or bank
- Natixis Advisors, LLC to Whitegate Investment Counselors, Inc.left Nov 13, 2018, registered May 31, 2019 (199 days) · Affiliated broker-dealer or bank to independent RIA
- Putnam Investment Management, LLC to Natixis Advisors, LLCleft Nov 26, 2007, registered Dec 3, 2007 (7 days) · Other
Signals
- Scott Edward Beckman left Edward Jones for Charles Schwab & Co., Inc. (registered 2023-08-08)Aug 16, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address