DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••• M••••••• M•••••••

T••••• A••••••• S•••••••• I•••BD affiliatedColumbia, Scdual registrantIAPD 4180707

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••••••• Hardaway

At current firm

1 y

since Mar 11, 2025

In the industry

26 y

since Aug 7, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Mar 11, 2025 · Columbia, Sc
L•• F•••••••• L•• BD affiliated
Aug 1, 2017 to Dec 16, 2024 · Fort Mill, Sc
F•••• C••••••• A•••• M••••••••• I•• BD affiliated
Nov 7, 2016 to Jun 21, 2017 · Raleigh, Nc
F•••• C••••••• I••••••• S•••••••• I••• BD affiliated
Feb 3, 2016 to Jun 21, 2017 · Columbia, Sc
F•••• C••••••• A•••• M••••••••• I•• BD affiliated
Nov 1, 2006 to Feb 3, 2016 · Raleigh, Nc
W•••••• • R••• former
Mar 28, 2005 to Jan 13, 2006 · Columbia, Sc

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to T••••• A••••••• S•••••••• I•••
left Dec 16, 2024, registered Mar 11, 2025 (85 days) · Affiliated broker-dealer or bank to another
F•••• C••••••• A•••• M••••••••• I•• to L•• F•••••••• L••
left Jun 21, 2017, registered Aug 1, 2017 (41 days) · Other
F•••• C••••••• I••••••• S•••••••• I••• to F•••• C••••••• A•••• M••••••••• I••
left Jun 21, 2017, registered Nov 7, 2016 (-226 days) · Other
F•••• C••••••• A•••• M••••••••• I•• to F•••• C••••••• I••••••• S•••••••• I•••
left Feb 3, 2016, registered Feb 3, 2016 (0 days) · Other
W•••••• • R••• to F•••• C••••••• A•••• M••••••••• I••
left Jan 13, 2006, registered Nov 1, 2006 (292 days) · Other

Signals

H•••• M••••••• M••••••• left L•• F•••••••• L•• for T••••• A••••••• S•••••••• I••• (registered 2025-03-11)
Dec 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address